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Advisor at OSAIC WEALTH, INC.
DAYTON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 3, 2023 | n/a | yes | DAYTON, OH|DAYTON, OH | Current employment |
| WEALTH MANAGEMENT GROUP | State registered | Jun 21, 2004 | Dec 10, 2008 | no | DAYTON, OH | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Feb 5, 2001 | Nov 3, 2023 | no | DAYTON, OH|DAYTON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | WEALTH MANAGEMENT GROUP | Nov 3, 2023 | Jun 21, 2004 | -7,074 | Firm change after gap | Ibd to state RIA |
| WEALTH MANAGEMENT GROUP | OSAIC WEALTH, INC. | Dec 10, 2008 | Nov 3, 2023 | 5,441 | Firm change after gap | Other |