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Advisor at ROCKEFELLER CAPITAL MANAGEMENT
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROCKEFELLER CAPITAL MANAGEMENT | Bd affiliated wealth | Jan 10, 2022 | n/a | yes | ATLANTA, GA | Current employment |
| MORGAN STANLEY | Wirehouse | Oct 1, 2015 | Feb 1, 2022 | no | Atlanta, GA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 13, 2009 | Oct 8, 2015 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 6, 2003 | Mar 4, 2009 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | ROCKEFELLER CAPITAL MANAGEMENT | Feb 1, 2022 | Jan 10, 2022 | -22 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Oct 8, 2015 | Oct 1, 2015 | -7 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Mar 4, 2009 | Feb 13, 2009 | -19 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:291361:GA:2022-01-27 | Feb 1, 2022 | Jan 10, 2022 | ATLANTA, GA | Firm change |