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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

STEVEN WILLIAM STAHLBERG

Advisor at D.A. DAVIDSON & CO.

PLANO, TX | ROSEVILLE, CA

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Search this name across graphsid dfx:ria:5c290f80-7d40-a589-55cc-fa11c882eeee

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D.A. DAVIDSON & CO.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 29, 1981
First registration: Mar 28, 2000
Dual registered: yes, broker-dealer
Other names: STEVEN WIL STAHLBERG
IAPD individual key: 722167

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D.A. DAVIDSON & CO.	Independent wealth	Jan 14, 2019	n/a	yes	PLANO, TX\|ROSEVILLE, CA	Current employment
HILLTOP SECURITIES INC.	Bd affiliated wealth	Dec 7, 2015	Feb 13, 2019	no	DALLAS, TX\|Roseville, CA	Previous registration
BEVERLY HILLS WEALTH MANAGEMENT, LLC	Former SEC adviser	Jun 7, 2012	Jan 19, 2016	no	BEVERLY HILLS, CA	Previous registration
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Jul 2, 2008	Jan 12, 2012	no	ROSEVILLE, CA\|PHOENIX, AZ	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Oct 12, 2007	Jun 6, 2008	no	ROSEVILLE, CA\|ROSEVILLE, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 28, 2000	Oct 15, 2007	no	FOLSOM, CA\|FOLSOM, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HILLTOP SECURITIES INC.	D.A. DAVIDSON & CO.	Feb 13, 2019	Jan 14, 2019	-30	Firm change	Ibd to RIA
BEVERLY HILLS WEALTH MANAGEMENT, LLC	HILLTOP SECURITIES INC.	Jan 19, 2016	Dec 7, 2015	-43	Firm change after gap	Other
ROBERT W. BAIRD & CO. INCORPORATED	BEVERLY HILLS WEALTH MANAGEMENT, LLC	Jan 12, 2012	Jun 7, 2012	147	Firm change	Other
MORGAN STANLEY & CO. LLC	ROBERT W. BAIRD & CO. INCORPORATED	Jun 6, 2008	Jul 2, 2008	26	Firm change	Other
WELLS FARGO ADVISORS	MORGAN STANLEY & CO. LLC	Oct 15, 2007	Oct 12, 2007	-3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
152031:6220:CA:2016-01-19	Jan 19, 2016	Dec 7, 2015	BEVERLY HILLS, CA	Firm change after gap

Relationships

Registered with (6)

→ D.A. DAVIDSON & CO.Registered adviserregistration: current employment
Jan 14, 2019 to presentfactForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
Dec 7, 2015 to Feb 13, 2019factForm ADV
→ BEVERLY HILLS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 7, 2012 to Jan 19, 2016factForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Jul 2, 2008 to Jan 12, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Oct 12, 2007 to Jun 6, 2008factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 28, 2000 to Oct 15, 2007factForm ADV

Dated events

No dated event names this entity yet.