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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Aug 29, 2025 | n/a | yes | NEW YORK, NY | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 23, 2010 | Sep 12, 2025 | no | Greenwich, CT|NEW YORK, NY|NEW YORK, NY|Long Island City, NY|NEW YORK, NY|NEW YORK, NY|New York, NY|NEW YORK, NY|Long Island City, NY|NEW YORK, NY|Greenwich, CT|NEW YORK, NY|New York, NY|New York, NY|Jacksonville, FL|NEW YORK, NY|NEW YORK, NY|Fort Lee, NJ|New York, NY|New York, NY|New York, NY|Fairfield, CT | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Oct 27, 2003 | Sep 13, 2010 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK CITY, NY | Previous registration |
| QUICK & REILLY, INC. | n/a | Nov 25, 2002 | Nov 10, 2003 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | RAYMOND JAMES & ASSOCIATES, INC. | Sep 12, 2025 | Aug 29, 2025 | -14 | Firm change | Ibd to ibd |
| CHASE INVESTMENT SERVICES CORP. | CITIGROUP GLOBAL MARKETS INC. | Sep 13, 2010 | Sep 23, 2010 | 10 | Firm change | Other |
| QUICK & REILLY, INC. | CHASE INVESTMENT SERVICES CORP. | Nov 10, 2003 | Oct 27, 2003 | -14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7059:705:CT:2025-09-12 | Sep 12, 2025 | Aug 29, 2025 | FAIRFIELD, CT | Firm change |