DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• T••••• K•••••

R•••••• J•••• • A••••••••• I•••national BDNew York, Nydual registrantIAPD 2804466

Feed of 09/14/2026

Also filed as C•••• T••••• Keamer

At current firm

1 y

since Aug 29, 2025

In the industry

29 y

since Oct 17, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Aug 29, 2025 · New York, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
Sep 23, 2010 to Sep 12, 2025 · Greenwich, Ct
C•••• I••••••••• S••••••• C•••• former
Oct 27, 2003 to Sep 13, 2010 · New York, Ny
Q•••• • R•••••• I••• unclassified
Nov 25, 2002 to Nov 10, 2003 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to R•••••• J•••• • A••••••••• I•••
left Sep 12, 2025, registered Aug 29, 2025 (-14 days) · Affiliated broker-dealer or bank to another · moved with a team
C•••• I••••••••• S••••••• C•••• to C•••••••• G••••• M•••••• I•••
left Sep 13, 2010, registered Sep 23, 2010 (10 days) · Other
Q•••• • R•••••• I••• to C•••• I••••••••• S••••••• C••••
left Nov 10, 2003, registered Oct 27, 2003 (-14 days) · Other

Signals

C•••• T••••• K••••• left C•••••••• G••••• M•••••• I••• for R•••••• J•••• • A••••••••• I••• (registered 2025-08-29)
Sep 12, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address