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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

AFFERENT INVESTMENTS, LLC

CRD 282422

COPPELL, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5c2c9899-9816-c161-77ca-ca9184b2d778

Data as of Mar 21, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: Jan 20, 2016 to Mar 21, 2017
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.1MItem 5.F on the latest filing (2017-03-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 1
Accounts: 21
SEC number: 801-107207
CRD: 282422
Filings on the tape: 6
First filed: Jan 20, 2016
Latest filed: Mar 21, 2017
Organised: Limited Liability Company, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AFFERENT PROVIDER SOLUTIONS, LLC	MANAGING MEMBER	E	yes	12/2015	Jan 20, 2016	Mar 21, 2017
APOLLARO INVESTMENTS, LLC	Member	C	yes	08/2012	Jan 20, 2016	Mar 21, 2017
APOLLARO, ANTHONY, FRANCIS	MANAGING MEMBER	E	yes	10/2006	Jan 20, 2016	Mar 21, 2017
BORER, RYAN, JOSEPH	MANAGING MEMBER/CHIEF OPERATING OFFICER	F	yes	02/2011	Jan 20, 2016	Mar 21, 2017
COPPELL ADVISORY SOLUTIONS, LLC	Member	C	yes	12/2015	Jan 20, 2016	Mar 21, 2017
Duffy, Michael, Fay	MANAGING MEMBER	C	yes	10/2015	Jan 20, 2016	Mar 21, 2017
JOHNSON, JOHN, SCOTT	CHIEF COMPLIANCE OFFICER	Na	yes	12/2015	Jan 20, 2016	Mar 21, 2017
PARTNERS ADVANTAGE INSURANCE SERVICES LLC	Member	D	yes	08/2012	Jan 20, 2016	Mar 21, 2017
TIETZ, SCOTT, DARRYL	MANAGER AND CEO	D	yes	04/2003	Jan 20, 2016	Mar 21, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COPPELL ADVISORY SOLUTIONS, LLC	n/a	Independent wealth	$1.1B	Y	no	n/a
PCM ADVISORY LLC	n/a	Independent wealth	$231M	N	yes	n/a
MINISTRY BENEFIT INVESTMENTS, LLC	n/a	Former SEC adviser	$32.1M	N	yes	n/a
PARTNERS ADVANTAGE INSURANCE SERVICES LLC	n/a	n/a	n/a	Y	no	n/a
VARSITY ASSET MANAGEMENT, LLC	n/a	Former SEC adviser	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 21, 2017	$3.1M	$3.1M	5	1	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$3.1M	n/a	n/a	n/a	n/a	5	n/a	n/a	n/a

Relationships

Affiliated with (4)

→ COPPELL ADVISORY SOLUTIONS LLCRegistered adviserother investment adviser, control
factForm ADV
→ VARSITY ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ VANN EQUITY MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PANTHREX ASSET MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (9)

← TIETZ, SCOTT, DARRYLOwnerMANAGER AND CEO, ownership code D, individual
Jan 20, 2016 to presentfactForm ADV
← COPPELL ADVISORY SOLUTIONS, LLCOwnerMEMBER, ownership code C, domestic entity
Jan 20, 2016 to presentfactForm ADV
← JOHNSON, JOHN, SCOTTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 20, 2016 to presentfactForm ADV
← APOLLARO, ANTHONY, FRANCISOwnerMANAGING MEMBER, ownership code E, individual
Jan 20, 2016 to presentfactForm ADV
← BORER, RYAN, JOSEPHOwnerMANAGING MEMBER/CHIEF OPERATING OFFICER, ownership code F, individual
Jan 20, 2016 to presentfactForm ADV
← Duffy, Michael, FayOwnerMANAGING MEMBER, ownership code C, individual
Jan 20, 2016 to presentfactForm ADV
← AFFERENT PROVIDER SOLUTIONS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Jan 20, 2016 to presentfactForm ADV
← APOLLARO INVESTMENTS, LLCOwnerMEMBER, ownership code C, domestic entity
Jan 20, 2016 to presentfactForm ADV
← PARTNERS ADVANTAGE INSURANCE SERVICES LLCOwnerMEMBER, ownership code D, domestic entity
Jan 20, 2016 to presentfactForm ADV

Registered with (1)

← CHRISTOPHER ANDREW HORVATHAdvisorregistration: previous registration
Feb 9, 2016 to Mar 29, 2017factForm ADV

Dated events

Occurred
Jan 20, 2016
First Form ADV filing
Afferent Investments, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c2c9899-9816-c161-77ca-ca9184b2d778
First observed: Jan 20, 2016
Last observed: Mar 21, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AFFERENT INVESTMENTS, LLC

CRD 282422

COPPELL, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5c2c9899-9816-c161-77ca-ca9184b2d778

Data as of Mar 21, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:11 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AFFERENT PROVIDER SOLUTIONS, LLC

MANAGING MEMBER

yes

12/2015

Jan 20, 2016

Mar 21, 2017

APOLLARO INVESTMENTS, LLC

Member

yes

08/2012

Jan 20, 2016

Mar 21, 2017

APOLLARO, ANTHONY, FRANCIS

MANAGING MEMBER

yes

10/2006

Jan 20, 2016

Mar 21, 2017

BORER, RYAN, JOSEPH

MANAGING MEMBER/CHIEF OPERATING OFFICER

yes

02/2011

Jan 20, 2016

Mar 21, 2017

COPPELL ADVISORY SOLUTIONS, LLC

Member

yes

12/2015

Jan 20, 2016

Mar 21, 2017

Duffy, Michael, Fay

MANAGING MEMBER

yes

10/2015

Jan 20, 2016

Mar 21, 2017

JOHNSON, JOHN, SCOTT

CHIEF COMPLIANCE OFFICER

yes

12/2015

Jan 20, 2016

Mar 21, 2017

PARTNERS ADVANTAGE INSURANCE SERVICES LLC

Member

yes

08/2012

Jan 20, 2016

Mar 21, 2017

TIETZ, SCOTT, DARRYL

MANAGER AND CEO

yes

04/2003

Jan 20, 2016

Mar 21, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COPPELL ADVISORY SOLUTIONS, LLC

n/a

Independent wealth

$1.1B

n/a

PCM ADVISORY LLC

n/a

Independent wealth

$231M

yes

n/a

MINISTRY BENEFIT INVESTMENTS, LLC

n/a

Former SEC adviser

$32.1M

yes

n/a

PARTNERS ADVANTAGE INSURANCE SERVICES LLC

n/a

VARSITY ASSET MANAGEMENT, LLC

n/a

Former SEC adviser

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 21, 2017

$3.1M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$3.1M

n/a