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P••••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

P••••••• A•••• M••••••••• L••

CRD 281619

FRANKLIN, TN

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Search this name across graphsid dfx:ria:49e04f29-b5af-10f8-0ba6-146c6aa18416

Data as of Apr 14, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 5
On other graphs: 0
Observed: Oct 22, 2015 to Apr 14, 2021
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $32.1MItem 5.F on the latest filing (2021-04-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• A••••• P••••••	Member	C	yes	12/2020	Oct 22, 2015	Apr 14, 2021
H•••••• A••••• P••••••	Member	C	yes	08/2015	Oct 22, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O••••••• A••••••• S••••••• L••	n/a	Independent wealth	$288M	Y	yes	n/a
H••••• A•• S•••••• P•	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Franklin	Tn	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$32.1M	$12.1M	164.6%	$16.3M	25.3%	2	2	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
O••••••• A••••••• S••••••• L••	2	Dec 31, 2019	Nov 4, 2019	ARLINGTON, TX	Team lift out	RIA to new firm	33.3%

Relationships

Affiliated with (2)

→ O••••••• A••••••• S••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
← AFFERENT INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← O••••••• A••••••• S••••••• L••OwnerMEMBER, ownership code C, domestic entity
Mar 15, 2021 to presentfactForm ADV
← W•••••• M••••••• R••Owner

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 15, 2021
Control person left
Joseph Ryan Borer (Managing Member/Chief Operating Officer/Chief Compliance Officer) no longer on Schedule A of P••••••• A•••• M••••••••• L•• (listed 2020-04-09, absent 2021-03-15)
Form ADVobserved 7 days ago
Occurred
Mar 15, 2021
Control person left
Francis Anthony Apollaro (Managing Member) no longer on Schedule A of P••••••• A•••• M••••••••• L•• (listed 2020-04-09, absent 2021-03-15)
Form ADVobserved 7 days ago
Occurred
Mar 15, 2021
Control person left
Darryl Scott Tietz (Manager And Ceo) no longer on Schedule A of P••••••• A•••• M••••••••• L•• (listed 2020-04-09, absent 2021-03-15)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49e04f29-b5af-10f8-0ba6-146c6aa18416
First observed: Oct 22, 2015
Last observed: Apr 14, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.