DFX Intelligence

A•••••• J••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

A•••••• J••• S••••

Advisor at T•• I••••••••• M••••••••• C•••••• L••

LOS ANGELES, CA | New York, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 8, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• I••••••••• M••••••••• C•••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Oct 29, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• I••••••••• M••••••••• C•••••• L••	Asset manager	Dec 24, 2024	n/a	yes	New York, NY\|LOS ANGELES, CA	Current employment
N•••••••• B••••• B• L••	No RAUM reported	Nov 1, 2007	Nov 6, 2024	no	NEW YORK, NY\|GARDEN CITY, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• B••••• B• L••	T•• I••••••••• M••••••••• C•••••• L••	Nov 6, 2024	Dec 24, 2024	48	Firm change	Other
N•••••••• B••••• M••••••••• L••	N•••••••• B••••• B• L••	Oct 31, 2007	Nov 1, 2007

Relationships

Registered with (4)

→ T•• I••••••••• M••••••••• C•••••• L••Registered adviserregistration: current employment
Dec 24, 2024 to presentfactForm ADV
→ N•••••••• B••••• B• L••Registered adviserregistration: previous registration
Nov 1, 2007 to Nov 6, 2024factForm ADV
→ N•••••••• B••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 23, 2004 to Oct 31, 2007factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Order

Occurred
6 Nov 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 8, 2003
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.