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CRD 47893
BRENTWOOD, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| LAWRENCE RANDALL HARTLEY | n/a | BRENTWOOD, TN | 22 | 42 | n/a | yes |
| JOHN SEXTON ATKINS | n/a | BRENTWOOD, TN | 22 | 45 | n/a | yes |
| PATRICK GIBBONS PARKER | Certified Financial Planner | BRENTWOOD, TN | 22 | 46 | n/a | yes |
| WILLIAM ALLEN WEDDINGTON | Certified Financial Planner | BRENTWOOD, TN | JACKSON, TN | 22 | 46 | n/a | yes |
| MICHAEL DAVID REYNOLDS | Chartered Financial Consultant | BRENTWOOD, TN | KNOXVILLE, TN | 22 | 39 | n/a | yes |
| JACK CLARK HERNDON | n/a | BRENTWOOD, TN | 22 | 41 | n/a | yes |
| THOMAS JENKINS PARKER | Chartered Financial Consultant | BRENTWOOD, TN | 22 | 44 | n/a | yes |
| MARK MICCIOLI | n/a | BRENTWOOD, TN | 22 | 42 | n/a | yes |
| WILLIAM ROGER WITHEROW | n/a | BRENTWOOD, TN | COLUMBIA, TN | 22 | 41 | n/a | yes |
| DANIEL JAMES KELLY | n/a | JACKSON, TN | BRENTWOOD, TN | COLUMBIA, TN | KNOXVILLE, TN | 22 | 32 | n/a | yes |
| MICHAEL FRANCIS ALLAN | n/a | JACKSON, TN | BRENTWOOD, TN | 22 | 42 | n/a | yes |
| JIMMY GRAY ORMAN | n/a | BRENTWOOD, TN | 22 | 38 | n/a | yes |
| CARL VERNON LEE | n/a | BRENTWOOD, TN | JACKSON, TN | 22 | 26 | n/a | yes |
| JOHN MICHAEL FUSSELL | n/a | BRENTWOOD, TN | 22 | 30 | n/a | yes |
| PHILLIP VALDEZ PICARDO | n/a | BRENTWOOD, TN | 22 | 29 | n/a | yes |
| THOMAS SWEENEY PARKER | n/a | BRENTWOOD, TN | 22 | 26 | n/a | yes |
| MICHAEL EUGENE GOLDSTON | n/a | BRENTWOOD, TN | 17 | 40 | 1 | yes |
| JAMES MICHAEL REYNOLDS | n/a | KNOXVILLE, TN | 16 | 16 | n/a | yes |
| RAYMOND LEE MOCKMORE | n/a | BRENTWOOD, TN | 15 | 16 | 1 | yes |
| CHRISTOPHER OWEN PARKER | n/a | BRENTWOOD, TN | 14 | 23 | n/a | yes |
| THOMAS MOORE WEDDINGTON | n/a | BRENTWOOD, TN | JACKSON, TN | 14 | 16 | n/a | yes |
| JASON DEWAYNE WARPOOL | n/a | BRENTWOOD, TN | 11 | 21 | n/a | yes |
| JUSTIN WARREN PARKER | n/a | BRENTWOOD, TN | 10 | 24 | n/a | yes |
| DANIEL JASON PARKER | n/a | BRENTWOOD, TN | 10 | 11 | n/a | yes |
| Cameron Mann Weddington | n/a | BRENTWOOD, TN | JACKSON, TN | 8 | 24 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HERNDON, JACK CLARK JR | EXECUTIVE V.P. SECURITIES | Na | yes | 06/1999 | Mar 31, 2026 | Mar 31, 2026 |
| KELLY, DANIEL JAMES | V.P. OPERATIONS | Na | yes | 06/1999 | Mar 31, 2026 | Mar 31, 2026 |
| PARKER FAMILY TRUST | Member | D | yes | 06/1999 | Mar 31, 2026 | Mar 31, 2026 |
| PARKER, SUSAN SWEENEY | TRUSTEE OF PARKER FAMILY TRUST | Na | yes | 06/1999 | Mar 31, 2026 | Mar 31, 2026 |
| PARKER, THOMAS JENKINS | PRESIDENT, CEO | Na | yes | 06/1999 | Mar 31, 2026 | Mar 31, 2026 |
| ATKINS, JOHN SEXTON | Member | A | no | 06/1999 | Mar 31, 2026 | Mar 31, 2026 |
| HARTLEY, LAWRENCE RANDALL | Member | A | no | 06/1999 | Mar 31, 2026 | Mar 31, 2026 |
| PARKER, PATRICK GIBBONS | Member | A | no | 06/1999 | Mar 31, 2026 | Mar 31, 2026 |
| WEDDINGTON, WILLIAM ALLEN | Member | A | no | 06/1999 | Mar 31, 2026 | Mar 31, 2026 |
| STEELE, BARRY GENE | Member | A | no | 06/1999 | Mar 30, 2012 | Mar 27, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| DIVERSIFIED PARTNERS INC | n/a | Asset manager | $155M | N | yes | n/a |
| EMPLOYEE BENEFIT SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Jackson | Tn | United States | 5 | yes |
| Knoxville | Tn | United States | 2 | yes |
| Columbia | Tn | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $4.0B | $3.6B | 31 | 31 | 3 | n/a | n/a |
| 2024 | Mar 31, 2025 | $3.4B | $3.1B | 34 | 33 | 3 | n/a | n/a |
| 2023 | Mar 27, 2024 | $2.9B | $2.6B | 34 | 33 | 3 | n/a | n/a |
| 2022 | Mar 31, 2023 | $2.4B | $2.0B | 33 | 32 | 3 | n/a | n/a |
| 2021 | Mar 30, 2022 | $2.9B | $2.3B | 33 | 32 | 3 | n/a | n/a |
| 2020 | Mar 31, 2021 | $2.5B | $2.0B | 33 | 32 | 3 | n/a | n/a |
| 2019 | Mar 27, 2020 | $2.0B | $1.6B | 33 | 32 | 3 | n/a | n/a |
| 2018 | Jan 21, 2019 | $1.7B | $1.1B | 32 | 31 | 3 | n/a | n/a |
| 2017 | Mar 29, 2018 | $1.8B | $998M | 33 | 32 | 3 | n/a | n/a |
| 2016 | Mar 31, 2017 | $1.5B | $852M | 32 | 31 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $1.2B | $675M | 31 | 29 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $1.2B | $598M | 31 | 30 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $1.1B | $290M | 33 | 30 | n/a | n/a | n/a |
| 2012 | Mar 26, 2013 | $1.0B | $226M | 35 | 31 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $781M | $158M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 5 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $4.0B | $3.4B | 18.5% | $2.4B | 18.3% | 31 | 34 | 3 | 3 |