This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

THOROUGHBRED FINANCIAL SERVICES, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 11, 1979earliest registration or exam on IAPD

Years in industry

46derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Dec 11, 1979

First registration

Aug 14, 2000

Dual registered

yes, broker-dealer

Other names

CHARLOTTE WHITE COLES|CHARLOTTE ANN COLES|CHARLOTTE ANN WHITE

IAPD individual key

861715

• Occurred

  Feb 13, 2024
  Advisor changed firm

  Charlotte Coles White Goldston left Ubs Financial Services Inc. for Thoroughbred Financial Services, Llc (registered 2025-02-14)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8540d1ef-b0d4-302e-d69e-dda025b6db41

First observed

Aug 14, 2000

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.