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RIA / WealthRegistered adviserasset managerSEC registeredRAUM over $100B

BRIGHTHOUSE INVESTMENT ADVISERS, LLC

CRD 107312

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5c363d30-d592-0231-22da-6ce4ffd8d3ad

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 14
On other graphs: 0
Observed: Mar 28, 2012 to Mar 27, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.01 fund_share=0.99 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0
Regulatory AUM: $133BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $131B
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 29
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 5,705
Individual clients: 5,633
High net worth clients: 0
SEC number: 801-47459
CIK: 1071039
CRD: 107312
Filings on the tape: 37
First filed: Mar 28, 2012
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRIGHTHOUSE FINANCIAL, INC.	PARENT OF BRIGHTHOUSE HOLDINGS, LLC	E	yes	08/2017	Sep 15, 2017	Mar 28, 2024
BRIGHTHOUSE HOLDINGS, LLC	MEMBER OF THE BOARD OF MANAGERS	E	yes	08/2017	Sep 15, 2017	Mar 28, 2024
HELLMANN, KATIE, ELIZABETH	CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT	Na	yes	03/2023	Mar 29, 2023	Mar 28, 2024
KOSKA, ANNA, NMN	VICE PRESIDENT AND MEMBER OF THE BOARD OF MANAGERS	Na	yes	06/2022	Jun 2, 2022	Mar 28, 2024
Otis, Alan, Ronald	EXECUTIVE VICE PRESIDENT AND MEMBER OF THE BOARD OF MANAGERS	Na	yes	03/2021	Sep 15, 2017	Mar 28, 2024
SANTRY, TERRENCE, TIMOTHY	SENIOR VICE PRESIDENT AND TREASURER	Na	yes	08/2017	Sep 15, 2017	Mar 28, 2024
SLAVIN, KRISTI, NMN	PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHAIR OF THE BOARD OF MANAGERS	Na	yes	05/2016	Jan 9, 2015	Mar 28, 2024
WATTERSON, THOMAS, HILARY	EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY AND MEMBER OF THE BOARD OF MANAGERS	Na	yes	12/2023	Jan 17, 2024	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BRIGHTHOUSE FINANCIAL, INC.	n/a	n/a	n/a	Y	yes	n/a
BRIGHTHOUSE HOLDINGS, LLC	n/a	n/a	n/a	Y	yes	n/a
BRIGHTHOUSE LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
BRIGHTHOUSE LIFE INSURANCE COMPANY OF NEW YORK	n/a	n/a	n/a	N	yes	n/a
BRIGHTHOUSE SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
BRIGHTHOUSE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
NEW ENGLAND LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$133B	$131B	29	10	0	n/a	n/a
2024	Mar 28, 2025	$135B	$134B	29	10	0	n/a	n/a
2023	Mar 28, 2024	$138B	$136B	31	11	0	n/a	n/a
2022	Mar 29, 2023	$134B	$132B	29	9	0	n/a	n/a
2021	Mar 29, 2022	$182B	$180B	35	9	0	n/a	n/a
2020	Apr 1, 2021	$180B	$178B	35	8	0	n/a	n/a
2019	Apr 6, 2020	$172B	$171B	27	10	0	n/a	n/a
2018	Mar 29, 2019	$158B	$157B	27	10	0	n/a	n/a
2017	Mar 30, 2018	$144B	$142B	25	9	0	n/a	n/a
2016	Mar 28, 2017	$142B	$140B	27	9	n/a	n/a	n/a
2015	Mar 28, 2016	$132B	$130B	27	9	n/a	n/a	n/a
2014	Mar 27, 2015	$153B	$151B	27	9	n/a	n/a	n/a
2013	Mar 28, 2014	$152B	$150B	25	11	n/a	n/a	n/a
2012	Mar 28, 2013	$139B	$137B	25	11	n/a	n/a	n/a
2011	Mar 28, 2012	$122B	$120B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$133B	$135B	-1.9%	$134B	-0.2%	29	29	0	0

Relationships

Affiliated with (2)

← NEW ENGLAND SECURITIES CORPORATIONRegistered adviserother investment adviser, common control
factForm ADV
← WALNUT STREET SECURITIES, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (8)

← SANTRY, TERRENCE, TIMOTHYOwnerSENIOR VICE PRESIDENT AND TREASURER, ownership code NA, individual
Sep 15, 2017 to Mar 28, 2024factForm ADV
← HELLMANN, KATIE, ELIZABETHOwnerCHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT, ownership code NA, individual
Mar 29, 2023 to Mar 28, 2024factForm ADV
← SLAVIN, KRISTI, NMNOwnerPRESIDENT, CHIEF EXECUTIVE OFFICER AND CHAIR OF THE BOARD OF MANAGERS, ownership code NA, individual
Jan 9, 2015 to Mar 28, 2024factForm ADV
← Otis, Alan, RonaldOwnerEXECUTIVE VICE PRESIDENT AND MEMBER OF THE BOARD OF MANAGERS, ownership code NA, individual
Sep 15, 2017 to Mar 28, 2024factForm ADV
← KOSKA, ANNA, NMNOwnerVICE PRESIDENT AND MEMBER OF THE BOARD OF MANAGERS, ownership code NA, individual
Jun 2, 2022 to Mar 28, 2024factForm ADV
← WATTERSON, THOMAS, HILARYOwnerEXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY AND MEMBER OF THE BOARD OF MANAGERS, ownership code NA, individual
Jan 17, 2024 to Mar 28, 2024factForm ADV
← BRIGHTHOUSE FINANCIAL, INC.OwnerPARENT OF BRIGHTHOUSE HOLDINGS, LLC, ownership code E, domestic entity
Sep 15, 2017 to Mar 28, 2024factForm ADV
← BRIGHTHOUSE HOLDINGS, LLCOwnerMEMBER OF THE BOARD OF MANAGERS, ownership code E, domestic entity
Sep 15, 2017 to Mar 28, 2024factForm ADV

Dated events

Occurred
Jan 17, 2024
Control person left
H Michele Abate (Executive Vice President, Chief Legal Officer, Secretary And Member Of The Board Of Managers) no longer on Schedule A of Brighthouse Investment Advisers, Llc (listed 2023-03-29, absent 2024-01-17)
Form ADVobserved 5 days ago
Occurred
Jan 17, 2024
Control person joined
H Thomas Watterson (Executive Vice President, Chief Legal Officer, Secretary And Member Of The Board Of Managers) appeared on Schedule A of Brighthouse Investment Advisers, Llc
Form ADVobserved 5 days ago
Occurred
Mar 29, 2023
Regulatory AUM changed
Brighthouse Investment Advisers, Llc reported RAUM $133.6B, down 26% from $181.6B (2022-12-02 to 2023-03-29)
Form ADVobserved 5 days ago
$-48.0B
Occurred
Mar 29, 2023
Control person joined
E Katie Hellmann (Chief Compliance Officer And Senior Vice President) appeared on Schedule A of Brighthouse Investment Advisers, Llc
Form ADVobserved 5 days ago
Occurred
Mar 29, 2023
Control person joined
H Michele Abate (Executive Vice President, Chief Legal Officer, Secretary And Member Of The Board Of Managers) appeared on Schedule A of Brighthouse Investment Advisers, Llc
Form ADVobserved 5 days ago
Occurred
Mar 29, 2023
Control person left
Catherina Dina Lee (Executive Vice President, Chief Legal Officer, Secretary And Member Of The Board Of Managers) no longer on Schedule A of Brighthouse Investment Advisers, Llc (listed 2022-12-02, absent 2023-03-29)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2023
Control person left
Paul Jeffrey Halperin (Chief Compliance Officer And Senior Vice President) no longer on Schedule A of Brighthouse Investment Advisers, Llc (listed 2022-12-02, absent 2023-03-29)
Form ADVobserved 5 days ago
Occurred
Dec 2, 2022
Control person joined
Paul Jeffrey Halperin (Chief Compliance Officer And Senior Vice President) appeared on Schedule A of Brighthouse Investment Advisers, Llc
Form ADVobserved 5 days ago
Occurred
Dec 2, 2022
Control person left
Erik Steven Hartstein (Chief Compliance Officer And Senior Vice President) no longer on Schedule A of Brighthouse Investment Advisers, Llc (listed 2022-06-22, absent 2022-12-02)
Form ADVobserved 5 days ago
Occurred
Jun 2, 2022
Control person left
Manuel Victor Soto (Executive Vice President And Manager) no longer on Schedule A of Brighthouse Investment Advisers, Llc (listed 2022-03-29, absent 2022-06-02)
Form ADVobserved 5 days ago
Occurred
Jun 2, 2022
Control person joined
Anna Koska (Vice President And Member Of The Board Of Managers) appeared on Schedule A of Brighthouse Investment Advisers, Llc
Form ADVobserved 5 days ago
Occurred
Dec 23, 2021
Control person joined
Dina Lee (Executive Vice President, Chief Legal Officer, Secretary And Manager) appeared on Schedule A of Brighthouse Investment Advisers, Llc
Form ADVobserved 5 days ago
Occurred
Dec 23, 2021
Control person left
Lawrence Andrew Gangolf (Executive Vice President, Secretary, Chief Legal Officer And Manager) no longer on Schedule A of Brighthouse Investment Advisers, Llc (listed 2021-04-06, absent 2021-12-23)
Form ADVobserved 5 days ago
Occurred
Apr 1, 2021
Control person left
Patrick Michael Lawlor (Senior Vice President And Assistant Secretary) no longer on Schedule A of Brighthouse Investment Advisers, Llc (listed 2020-10-15, absent 2021-04-01)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c363d30-d592-0231-22da-6ce4ffd8d3ad
First observed: Mar 28, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRIGHTHOUSE INVESTMENT ADVISERS, LLC

CRD 107312

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5c363d30-d592-0231-22da-6ce4ffd8d3ad

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:05 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRIGHTHOUSE FINANCIAL, INC.

PARENT OF BRIGHTHOUSE HOLDINGS, LLC

yes

08/2017

Sep 15, 2017

Mar 28, 2024

BRIGHTHOUSE HOLDINGS, LLC

MEMBER OF THE BOARD OF MANAGERS

yes

08/2017

Sep 15, 2017

Mar 28, 2024

HELLMANN, KATIE, ELIZABETH

CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT

yes

03/2023

Mar 29, 2023

Mar 28, 2024

KOSKA, ANNA, NMN

VICE PRESIDENT AND MEMBER OF THE BOARD OF MANAGERS

yes

06/2022

Jun 2, 2022

Mar 28, 2024

Otis, Alan, Ronald

EXECUTIVE VICE PRESIDENT AND MEMBER OF THE BOARD OF MANAGERS

yes

03/2021

Sep 15, 2017

Mar 28, 2024

SANTRY, TERRENCE, TIMOTHY

SENIOR VICE PRESIDENT AND TREASURER

yes

08/2017

Sep 15, 2017

Mar 28, 2024

SLAVIN, KRISTI, NMN

PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHAIR OF THE BOARD OF MANAGERS

yes

05/2016

Jan 9, 2015

Mar 28, 2024

WATTERSON, THOMAS, HILARY

EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY AND MEMBER OF THE BOARD OF MANAGERS

yes

12/2023

Jan 17, 2024

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BRIGHTHOUSE FINANCIAL, INC.

n/a

yes

n/a

BRIGHTHOUSE HOLDINGS, LLC

n/a

yes

n/a

BRIGHTHOUSE LIFE INSURANCE COMPANY

n/a

yes

n/a

BRIGHTHOUSE LIFE INSURANCE COMPANY OF NEW YORK

n/a

yes

n/a

BRIGHTHOUSE SECURITIES, LLC

n/a

yes

n/a

BRIGHTHOUSE SERVICES, LLC

n/a

yes

n/a

NEW ENGLAND LIFE INSURANCE COMPANY

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$133B

$131B

n/a

2024

Mar 28, 2025

$135B

$134B

n/a

2023

Mar 28, 2024

$138B

$136B

n/a

2022

Mar 29, 2023

$134B

$132B

n/a

2021

Mar 29, 2022

$182B

$180B

n/a

2020

Apr 1, 2021

$180B

$178B

n/a

2019

Apr 6, 2020

$172B

$171B

n/a

2018

Mar 29, 2019

$158B

$157B

n/a

2017

Mar 30, 2018

$144B

$142B

n/a

2016

Mar 28, 2017

$142B

$140B

n/a

2015

Mar 28, 2016

$132B

$130B

n/a

2014

Mar 27, 2015

$153B

$151B

n/a

2013

Mar 28, 2014

$152B

$150B

n/a

2012

Mar 28, 2013

$139B

$137B

n/a

2011

Mar 28, 2012

$122B

$120B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$133B

$135B

-1.9%

$134B

-0.2%