DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Brighthouse Investment Advisers, LLC
Latest filing Mar 27, 2026
First filing on the tape Mar 28, 2012 · 37 filings
SEC status approved since Sep 21, 1994
RAUM
$133B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
1.1%
$1.4B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$133B as of Mar 27, 2026
Mar 28, 2012$122B then
HNW client RAUM$0 as of Mar 27, 2026
Apr 6, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 28, 20132 then
Employees (5.A)29 as of Mar 27, 2026
Mar 28, 201325 then
Private funds: no history
RAUM -1.9% over the last fiscal year-0.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $23.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.1%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$131B99%
- Individuals$1.4B1.1%
- Individual clients
- 5,633reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 5,705reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.01 fund_share=0.99 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Elizabeth Katie Hellmann · Chief Compliance Officer And Senior Vice Presidentcontrolsince 03/2023 · owns less than 5%
- Nmn Anna Koska · Vice President And Member Of The Board Of Managerscontrolsince 06/2022 · owns less than 5%
- Ronald Alan Otis · Executive Vice President And Member Of The Board Of Managerscontrolsince 03/2021 · owns less than 5%
- Timothy Terrence Santry · Senior Vice President And Treasurercontrolsince 08/2017 · owns less than 5%
- Nmn Kristi Slavin · President, Chief Executive Officer And Chair Of The Board Of Managerscontrolsince 05/2016 · owns less than 5%
- Hilary Thomas Watterson · Executive Vice President, Chief Legal Officer, Secretary And Member Of The Board Of Managerscontrolsince 12/2023 · owns less than 5%
Entity owners
- Brighthouse Holdings, LLC · Member Of The Board Of Managersdirect · owns 75% or more
- Brighthouse Financial, Inc. · Parent Of Brighthouse Holdings, LLCindirect · owns 75% or more of Brighthouse Holdings, LLC · public reporting company
Related persons
Schedule D 7.A
- Brighthouse Financial, Inc.real estatey
- Brighthouse Holdings, LLCreal estatey
- Brighthouse Life Insurance Companyreal estaten
- Brighthouse Life Insurance Company Of New Yorkreal estaten
- Brighthouse Securities, LLCbroker-dealern
- Brighthouse Services, LLCreal estaten
- New England Life Insurance Companyreal estaten
Advisers that list Brighthouse Investment Advisers, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 6,200 to 5,705Mar 28, 2025 to Mar 27, 2026
- BD registered reps · 6 to 4Mar 28, 2025 to Mar 27, 2026
- Individual clients · 6,127 to 5,633Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $134B to $131BMar 28, 2025 to Mar 27, 2026
- Individual RAUM · $1.4B to $1.4BMar 28, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $1.4B to $1.4BMar 28, 2025 to Mar 27, 2026
- RAUM · $135B to $133BMar 28, 2025 to Mar 27, 2026
- Accounts · 6,685 to 6,200Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 11 to 10Mar 28, 2024 to Mar 28, 2025
- BD registered reps · 7 to 6Mar 28, 2024 to Mar 28, 2025
- Individual clients · 6,612 to 6,127Mar 28, 2024 to Mar 28, 2025
- Employees · 31 to 29Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $136B to $134BMar 28, 2024 to Mar 28, 2025
- Individual RAUM · $1.4B to $1.4BMar 28, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $1.4B to $1.4BMar 28, 2024 to Mar 28, 2025
- RAUM · $138B to $135BMar 28, 2024 to Mar 28, 2025
- Accounts · 7,346 to 6,685Jan 22, 2024 to Mar 28, 2024
- Advisory employees · 9 to 11Jan 22, 2024 to Mar 28, 2024
- BD registered reps · 6 to 7Jan 22, 2024 to Mar 28, 2024
- Individual clients · 7,273 to 6,612Jan 22, 2024 to Mar 28, 2024
- Employees · 29 to 31Jan 22, 2024 to Mar 28, 2024
- Discretionary RAUM · $132B to $136BJan 22, 2024 to Mar 28, 2024
- Individual RAUM · $1.4B to $1.4BJan 22, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $1.4B to $1.4BJan 22, 2024 to Mar 28, 2024
- RAUM · $134B to $138BJan 22, 2024 to Mar 28, 2024
- HQ city · BOSTON to CHARLOTTEMar 29, 2023 to Jan 17, 2024
- HQ state · MA to NCMar 29, 2023 to Jan 17, 2024
- Accounts · 7,540 to 7,346Dec 2, 2022 to Mar 29, 2023
- BD registered reps · 11 to 6Dec 2, 2022 to Mar 29, 2023
- Individual clients · 7,466 to 7,273Dec 2, 2022 to Mar 29, 2023
- Employees · 35 to 29Dec 2, 2022 to Mar 29, 2023
- Discretionary RAUM · $180B to $132BDec 2, 2022 to Mar 29, 2023
- Individual RAUM · $1.9B to $1.4BDec 2, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $1.9B to $1.4BDec 2, 2022 to Mar 29, 2023
- RAUM · $182B to $134BDec 2, 2022 to Mar 29, 2023
- Accounts · 8,116 to 7,540Jan 5, 2022 to Mar 29, 2022
- Advisory employees · 8 to 9Jan 5, 2022 to Mar 29, 2022
- BD registered reps · 5 to 11Jan 5, 2022 to Mar 29, 2022
- Individual clients · 8,042 to 7,466Jan 5, 2022 to Mar 29, 2022
Signals
14 dated events
- H Michele Abate (Executive Vice President, Chief Legal Officer, Secretary And Member Of The Board Of Managers) no longer on Schedule A of Brighthouse Investment Advisers, Llc (listed 2023-03-29, absent 2024-01-17)Jan 17, 2024 · Control person left · inference
- H Thomas Watterson (Executive Vice President, Chief Legal Officer, Secretary And Member Of The Board Of Managers) appeared on Schedule A of Brighthouse Investment Advisers, LlcJan 17, 2024 · Control person joined · fact
- Brighthouse Investment Advisers, Llc reported RAUM $133.6B, down 26% from $181.6B (2022-12-02 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- E Katie Hellmann (Chief Compliance Officer And Senior Vice President) appeared on Schedule A of Brighthouse Investment Advisers, LlcMar 29, 2023 · Control person joined · fact
- H Michele Abate (Executive Vice President, Chief Legal Officer, Secretary And Member Of The Board Of Managers) appeared on Schedule A of Brighthouse Investment Advisers, LlcMar 29, 2023 · Control person joined · fact
- Catherina Dina Lee (Executive Vice President, Chief Legal Officer, Secretary And Member Of The Board Of Managers) no longer on Schedule A of Brighthouse Investment Advisers, Llc (listed 2022-12-02, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Paul Jeffrey Halperin (Chief Compliance Officer And Senior Vice President) no longer on Schedule A of Brighthouse Investment Advisers, Llc (listed 2022-12-02, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Paul Jeffrey Halperin (Chief Compliance Officer And Senior Vice President) appeared on Schedule A of Brighthouse Investment Advisers, LlcDec 2, 2022 · Control person joined · fact
- Erik Steven Hartstein (Chief Compliance Officer And Senior Vice President) no longer on Schedule A of Brighthouse Investment Advisers, Llc (listed 2022-06-22, absent 2022-12-02)Dec 2, 2022 · Control person left · inference
- Manuel Victor Soto (Executive Vice President And Manager) no longer on Schedule A of Brighthouse Investment Advisers, Llc (listed 2022-03-29, absent 2022-06-02)Jun 2, 2022 · Control person left · inference
- Anna Koska (Vice President And Member Of The Board Of Managers) appeared on Schedule A of Brighthouse Investment Advisers, LlcJun 2, 2022 · Control person joined · fact
- Dina Lee (Executive Vice President, Chief Legal Officer, Secretary And Manager) appeared on Schedule A of Brighthouse Investment Advisers, LlcDec 23, 2021 · Control person joined · fact
- Lawrence Andrew Gangolf (Executive Vice President, Secretary, Chief Legal Officer And Manager) no longer on Schedule A of Brighthouse Investment Advisers, Llc (listed 2021-04-06, absent 2021-12-23)Dec 23, 2021 · Control person left · inference
- Patrick Michael Lawlor (Senior Vice President And Assistant Secretary) no longer on Schedule A of Brighthouse Investment Advisers, Llc (listed 2020-10-15, absent 2021-04-01)Apr 1, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 980-949-4641reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026