DFX Intelligence

S•••• M•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

S•••• M•••••• H•••••

Advisor at E•••••••• A••••••• S•••••••• L••

KATY, TX

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Search this name across graphsid dfx:ria:5c3b484c-a73d-c8b7-d9cc-03456a742da7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 22, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A••••••• S•••••••• L••	Independent wealth	Jun 26, 2022	n/a	yes	KATY, TX	Current employment
A••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jul 2, 2014	Oct 22, 2021	no	SAN ANTONIO, TX\|Charles Town, WV\|Columbia, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• F•••••••• A•••••••• L••	E•••••••• A••••••• S•••••••• L••	Oct 22, 2021	Jun 26, 2022	247	Firm change	Ibd to RIA
U••• F•••••••• P••••••• S•••••••	A••••••• F•••••••• A•••••••• L••	Oct 15, 2013	Jul 2, 2014

Relationships

Registered with (4)

→ E•••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 26, 2022 to presentfactForm ADV
→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 2, 2014 to Oct 22, 2021factForm ADV
→ U••• F•••••••• P••••••• S•••••••Registered adviserregistration: previous registration
Dec 15, 2009 to Oct 15, 2013factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c3b484c-a73d-c8b7-d9cc-03456a742da7
First observed: May 22, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.