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Advisor at SETTANNI FINANCIAL LLC
ARMONK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SETTANNI FINANCIAL LLC | Independent wealth | Sep 25, 2020 | n/a | yes | ARMONK, NY | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | May 27, 2014 | Nov 20, 2018 | no | KATONAH, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | SETTANNI FINANCIAL LLC | Nov 20, 2018 | Sep 25, 2020 | 675 | Firm change after gap | Ibd to RIA |