DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SETTANNI FINANCIAL LLC

SUTTON PLACE INVESTORS LLC, CRD 298989

ARMONK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:995db68d-3f3c-e60c-f46b-21d9160778c0

Data as of Sep 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Sep 28, 2018 to Sep 8, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $397MItem 5.F on the latest filing (2026-09-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $357M
Private client RAUM: $336MderivedItem 5.D individuals plus high net worth individuals
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $132Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 457
Individual clients: 105
High net worth clients: 50
Custody, client assets: $60.2M
SEC number: 801-114219
CRD: 298989
Filings on the tape: 26
First filed: Sep 28, 2018
Latest filed: Sep 8, 2026
Organised: Limited Liability Company, NY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
VITO COLLACURO	n/a	ARMONK, NY	5	12	1	no
DAVID VINCENT SETTANNI	Chartered Financial Analyst	ARMONK, NY	5	18	1	no
DONATO SETTANNI	n/a	Katonah, NY \| ARMONK, NY	5	30	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COLLACURO, VITO	CHIEF COMPLIANCE OFFICER, FINANCIAL ADVISOR	Na	yes	03/2023	Mar 10, 2023	Apr 12, 2024
SETTANNI, DAVID, VINCENT	MANAGING MEMBER, CHIEF FINANCIAL OFFICER	D	yes	09/2018	Sep 28, 2018	Apr 12, 2024
SETTANNI, DONATO	MANAGING MEMBER / CHIEF EXECUTIVE OFFICER	D	yes	09/2018	Sep 28, 2018	Apr 12, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DON SETTANNI, CPA, PLLC	n/a	n/a	n/a	N	yes	n/a
DVS CAPITAL MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
DVS CAPITAL PARTNERS GP, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Greenwich	Ct	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 9

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 21, 2026	$397M	$357M	4	4	1	n/a	n/a
2024	Mar 7, 2025	$337M	$297M	5	4	1	n/a	n/a
2023	Jan 29, 2024	$231M	$228M	5	4	1	n/a	n/a
2022	Mar 10, 2023	$201M	$197M	4	3	1	n/a	n/a
2021	Mar 21, 2022	$194M	$191M	3	3	1	n/a	n/a
2020	Mar 27, 2021	$181M	$178M	3	3	0	n/a	n/a
2019	Mar 5, 2020	$129M	$129M	4	3	0	n/a	n/a
2018	Mar 4, 2019	$106M	$106M	3	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	33.3%	0	1	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$397M	$337M	17.9%	$201M	25.6%	4	5	1	1

Relationships

Registered with (4)

← DONATO SETTANNIAdvisorregistration: current employment
Jul 13, 2021 to presentfactForm ADV
← DAVID VINCENT SETTANNIAdvisorregistration: current employment
Oct 28, 2020 to presentfactForm ADV
← VITO COLLACUROAdvisorregistration: current employment
Sep 25, 2020 to presentfactForm ADV
← Michael CapuanoAdvisorregistration: previous registration
May 4, 2023 to Jul 2, 2026factForm ADV

Controls (3)

← SETTANNI, DONATOOwnerMANAGING MEMBER / CHIEF EXECUTIVE OFFICER, ownership code D, individual
Sep 28, 2018 to Apr 12, 2024factForm ADV
← SETTANNI, DAVID, VINCENTOwnerMANAGING MEMBER, CHIEF FINANCIAL OFFICER, ownership code D, individual
Sep 28, 2018 to Apr 12, 2024factForm ADV
← COLLACURO, VITOOwnerCHIEF COMPLIANCE OFFICER, FINANCIAL ADVISOR, ownership code NA, individual
Mar 10, 2023 to Apr 12, 2024factForm ADV

Dated events

Occurred
Jul 2, 2026
Advisor changed firm
Michael Capuano left Settanni Financial Llc for J.P. Morgan Securities Llc (registered 2026-07-23)
Form ADVobserved 6 days ago
Occurred
Mar 7, 2025
Regulatory AUM changed
Settanni Financial Llc reported RAUM $336.8M, up 46% from $230.8M (2024-04-12 to 2025-03-07)
Form ADVobserved 6 days ago
$106M
Occurred
Mar 10, 2023
Control person joined
Vito Collacuro (Chief Compliance Officer, Financial Advisor) appeared on Schedule A of Settanni Financial Llc
Form ADVobserved 6 days ago
Occurred
Sep 28, 2018
First Form ADV filing
Settanni Financial Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:995db68d-3f3c-e60c-f46b-21d9160778c0
First observed: Sep 28, 2018
Last observed: Sep 8, 2026 13 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SETTANNI FINANCIAL LLC

SUTTON PLACE INVESTORS LLC, CRD 298989

ARMONK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:995db68d-3f3c-e60c-f46b-21d9160778c0

Data as of Sep 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:40 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

VITO COLLACURO

n/a

ARMONK, NY

DAVID VINCENT SETTANNI

Chartered Financial Analyst

ARMONK, NY

DONATO SETTANNI

n/a

Katonah, NY | ARMONK, NY

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COLLACURO, VITO

CHIEF COMPLIANCE OFFICER, FINANCIAL ADVISOR

yes

03/2023

Mar 10, 2023

Apr 12, 2024

SETTANNI, DAVID, VINCENT

MANAGING MEMBER, CHIEF FINANCIAL OFFICER

yes

09/2018

Sep 28, 2018

Apr 12, 2024

SETTANNI, DONATO

MANAGING MEMBER / CHIEF EXECUTIVE OFFICER

yes

09/2018

Sep 28, 2018

Apr 12, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DON SETTANNI, CPA, PLLC

n/a

yes

n/a

DVS CAPITAL MANAGEMENT, LLC

n/a

yes

n/a

DVS CAPITAL PARTNERS GP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Greenwich

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 21, 2026

$397M

$357M

n/a

2024

Mar 7, 2025

$337M

$297M

n/a

2023

Jan 29, 2024

$231M

$228M

n/a

2022

Mar 10, 2023

$201M

$197M

n/a

2021

Mar 21, 2022

$194M

$191M

n/a

2020

Mar 27, 2021

$181M

$178M

n/a

2019

Mar 5, 2020

$129M

n/a

2018

Mar 4, 2019

$106M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

33.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$397M

$337M

17.9%

$201M

25.6%