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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MOSAIC FINANCIAL PARTNERS, INC.

CRD 105180

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5c69998e-70d2-4026-b5e0-4ba23e97e047

Data as of Jun 4, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 0
On other graphs: 0
Observed: Mar 16, 2012 to Jun 4, 2018
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $623MItem 5.F on the latest filing (2018-06-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $623M
Private client RAUM: $617MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19
Advisory employees: 12
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 264
Individual clients: 79
High net worth clients: 177
Custody, client assets: $560M
SEC number: 801-33740
CRD: 105180
Filings on the tape: 29
First filed: Mar 16, 2012
Latest filed: Jun 4, 2018
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOONE, NORMAN, MCKIEGHAN	Ceo	E	yes	05/1999	Mar 16, 2012	Jun 4, 2018
GAHAGAN, KEVIN, MARC	PRINCIPAL & CIO	A	yes	01/2006	Mar 16, 2012	Jun 4, 2018
LOWELL, SABRINA, FRANCIS	PRINCIPAL & COO	Na	yes	10/2013	Mar 18, 2014	Jun 4, 2018
ZIMMERMAN, GEOFFREY, MITCHELL	PRINCIPAL & CHIEF COMPLIANCE OFFICER	Na	yes	01/2010	Mar 16, 2012	Jun 4, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LUBITZ LINDA S CFP PA	n/a	Independent wealth	$318M	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
WALNUT CREEK	CA	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 27, 2018	$623M	$623M	19	12	1	n/a	n/a
2016	Mar 29, 2017	$557M	$557M	18	12	n/a	n/a	n/a
2015	Mar 10, 2016	$555M	$555M	18	11	n/a	n/a	n/a
2014	Mar 18, 2015	$612M	$612M	17	12	n/a	n/a	n/a
2013	Mar 18, 2014	$575M	$575M	17	12	n/a	n/a	n/a
2012	Mar 15, 2013	$521M	$520M	16	12	n/a	n/a	n/a
2011	Mar 16, 2012	$438M	$437M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$623M	$557M	11.8%	$612M	0.6%	19	18	1	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTHSPIRE ADVISORS	6	Oct 19, 2018	Oct 11, 2018	SAN FRANCISCO, CA	Firm absorbed	RIA to RIA	85.7%

Relationships

Affiliated with (1)

→ MEIRA WEALTHRegistered adviserother investment adviser
factForm ADV

Controls (4)

← BOONE, NORMAN, MCKIEGHANOwnerCEO, ownership code E, individual
Mar 16, 2012 to presentfactForm ADV
← ZIMMERMAN, GEOFFREY, MITCHELLOwnerPRINCIPAL & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 16, 2012 to presentfactForm ADV
← GAHAGAN, KEVIN, MARCOwnerPRINCIPAL & CIO, ownership code A, individual
Mar 16, 2012 to presentfactForm ADV
← LOWELL, SABRINA, FRANCISOwnerPRINCIPAL & COO, ownership code NA, individual
Mar 18, 2014 to presentfactForm ADV

Registered with (11)

← SHEILA MIE SCHROEDERAdvisorregistration: previous registration
Sep 24, 2015 to Oct 19, 2018factForm ADV
← STEPHEN ATWOOD KEPLERAdvisorregistration: previous registration
Mar 28, 2017 to Oct 19, 2018factForm ADV
← GEOFFREY MITCHELL ZIMMERMANAdvisorregistration: previous registration
Aug 2, 2007 to Oct 19, 2018factForm ADV
← MARY LOUISE BALLINAdvisorregistration: previous registration
Sep 18, 2003 to Oct 19, 2018factForm ADV
← SABRINA FRANCIS LOWELLAdvisorregistration: previous registration
Apr 10, 2006 to Oct 19, 2018factForm ADV
← T. STEVEN BRANTONAdvisorregistration: previous registration
Nov 21, 2011 to Oct 19, 2018factForm ADV
← ELIZABETH LAWRENCE REVENKOAdvisorregistration: previous registration
Jul 17, 2013 to Oct 19, 2018factForm ADV
← HOLLY GILLIAN KINDELAdvisorregistration: previous registration
Sep 18, 2003 to Dec 13, 2017factForm ADV
← DAVID BRUCE LAWRENCEAdvisorregistration: previous registration
Apr 9, 2007 to Jun 10, 2013factForm ADV
← LINDA LUBITZ BOONEAdvisorregistration: previous registration
Sep 18, 2003 to Jun 14, 2011factForm ADV
← GABRIEL STEPHEN BRENNERAdvisorregistration: previous registration
Dec 19, 2003 to Feb 4, 2004factForm ADV

Moved with (1)

→ WEALTHSPIRE ADVISORSRegistered adviser6 advisors, firm absorbed, same day
Oct 19, 2018 to Oct 11, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c69998e-70d2-4026-b5e0-4ba23e97e047
First observed: Mar 16, 2012
Last observed: Jun 4, 2018 101 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MOSAIC FINANCIAL PARTNERS, INC.

CRD 105180

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5c69998e-70d2-4026-b5e0-4ba23e97e047

Data as of Jun 4, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOONE, NORMAN, MCKIEGHAN

Ceo

yes

05/1999

Mar 16, 2012

Jun 4, 2018

GAHAGAN, KEVIN, MARC

PRINCIPAL & CIO

yes

01/2006

Mar 16, 2012

Jun 4, 2018

LOWELL, SABRINA, FRANCIS

PRINCIPAL & COO

yes

10/2013

Mar 18, 2014

Jun 4, 2018

ZIMMERMAN, GEOFFREY, MITCHELL

PRINCIPAL & CHIEF COMPLIANCE OFFICER

yes

01/2010

Mar 16, 2012

Jun 4, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LUBITZ LINDA S CFP PA

n/a

Independent wealth

$318M

n/a

City

State

Country

Employees

Also broker-dealer

WALNUT CREEK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 27, 2018

$623M

n/a

2016

Mar 29, 2017

$557M

n/a

2015

Mar 10, 2016

$555M

n/a

2014

Mar 18, 2015

$612M

n/a

2013

Mar 18, 2014

$575M

n/a

2012

Mar 15, 2013

$521M

$520M

n/a

2011

Mar 16, 2012

$438M

$437M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$623M

$557M

11.8%

$612M

0.6%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTHSPIRE ADVISORS

Oct 19, 2018

Oct 11, 2018

SAN FRANCISCO, CA

Firm absorbed

RIA to RIA

85.7%