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L•••• S. L•••••, CFP®, PA, CRD 108648
CORAL GABLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J•••• P•••••• | Certified Financial Planner | CORAL GABLES, FL | 11 | 10 | n/a | no |
| D•••••• A•• B•••••• | Certified Financial Planner | CORAL GABLES, FL | Miami, FL | 7 | 10 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••• L••••• L••••• | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | yes | 01/1997 | Mar 22, 2012 | Mar 22, 2024 |
| P••••••• J•••• | Principal | B | yes | 01/2018 | Mar 28, 2018 | Mar 22, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 1 | 1 | 20.0% | 0 | 0 | 0 | 3 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $318M | $280M | 13.7% | $223M | 12.5% | 6 | 6 | 2 | 2 |
| no |
| R••••• K•••• H•••••• | Certified Financial Planner | Palm Beach Gardens, FL | CORAL GABLES, FL | 4 | 17 | 1 | no |
| L•••• L••••• B•••• | Certified Financial Planner | CORAL GABLES, FL | 0 | 40 | 1 | no |
| C••••••• M•••• F••••••••• | Certified Financial Planner | Coral Gables, FL | 0 | 11 | 4 | no |
| Mar 31, 2026 |
| $318M |
| $318M |
| 6 |
| 5 |
| 2 |
| n/a |
| n/a |
| 2024 | Mar 18, 2025 | $280M | $280M | 6 | 5 | 2 | n/a | n/a |
| 2023 | Mar 22, 2024 | $267M | $267M | 7 | 5 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $223M | $223M | 7 | 4 | 0 | n/a | n/a |
| 2021 | Mar 22, 2022 | $247M | $247M | 6 | 4 | 0 | n/a | n/a |
| 2020 | Mar 30, 2021 | $220M | $220M | 5 | 4 | 0 | n/a | n/a |
| 2019 | Apr 24, 2020 | $215M | $215M | 7 | 4 | 0 | n/a | n/a |
| 2018 | Mar 26, 2019 | $215M | $215M | 7 | 4 | 0 | n/a | n/a |
| 2017 | Mar 28, 2018 | $216M | $216M | 8 | 4 | 0 | n/a | n/a |
| 2016 | Mar 21, 2017 | $195M | $195M | 8 | 4 | n/a | n/a | n/a |
| 2015 | Mar 22, 2016 | $180M | $180M | 8 | 5 | n/a | n/a | n/a |
| 2014 | Mar 10, 2015 | $175M | $175M | 8 | 5 | n/a | n/a | n/a |
| 2013 | Mar 21, 2014 | $165M | $165M | 6 | 3 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $149M | $149M | 6 | 4 | n/a | n/a | n/a |
| 2011 | Mar 22, 2012 | $139M | $139M | n/a | n/a | n/a | n/a | n/a |