DFX Intelligence
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Advisor at M••••• A•••••••• L••
Bourg, LA | OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• A•••••••• L•• | Bd affiliated wealth | Jun 28, 2021 | n/a | yes | Bourg, LA|OMAHA, NE | Current employment |
| J••• M••••• S••••••••• L•• | Wirehouse | Oct 1, 2012 | May 21, 2021 | no | CHAUVIN, LA|GALLIANO, LA|HOUMA, LA|LAROSE, LA|LAROSE, LA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | M••••• A•••••••• L•• | May 21, 2021 | Jun 28, 2021 | 38 | Firm change | Wirehouse to ibd |
| C•••• I••••••••• S••••••• C•••• | J••• M••••• S••••••••• L•• | Oct 1, 2012 | Oct 1, 2012 |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Jul 12, 2006 | Oct 1, 2012 | no | HOUMA, LA|HOUMA, LA|HOUMA, LA|GALLIANO, LA|CHAUVIN, LA|HOUMA, LA | Previous registration |
| 0 |
| Bulk transfer |
| Other |