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J••• W•••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J••• W•••••• P••••••

Advisor at L•• F•••••••• L••

SAN DIEGO, CA | Half Moon Bay, CA | HALF MOON BAY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5c7d476d-9586-adc0-67b1-68256c157b9a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Oct 1, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 21, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 16, 2024	n/a	yes	HALF MOON BAY, CA\|Half Moon Bay, CA\|SAN DIEGO, CA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	Oct 22, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	L•• F•••••••• L••	Oct 22, 2024	Oct 16, 2024	-6	Firm change	Ibd to ibd
C••• L••	C••••• A•••••• N••••••• L••	Oct 17, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:6413:CA:2024-10-08	Oct 22, 2024	Oct 16, 2024	HALF MOON BAY, CA	Firm change

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 31, 2016 to Aug 26, 2019factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2023 to Oct 22, 2024factForm ADV
→ C••• L••Registered adviserregistration: previous registration
Aug 5, 2019 to Oct 17, 2024factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
Oct 22, 2024
A•••••• firm change
J••• W•••••• P•••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2024-10-16)
Form ADVobserved 7 days ago
Occurred
Oct 17, 2024
A•••••• firm change
J••• W•••••• P•••••• left C••• L•• for C••••• A•••••• N••••••• L•• (registered 2019-08-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c7d476d-9586-adc0-67b1-68256c157b9a
First observed: Oct 1, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.