DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

John William Parsons

LPL Financial LLCBD affiliatedSan Diego, Ca dual registrantIAPD 5236346

Feed of 09/15/2026

Also filed as John W Parsons

At current firm

1 y

since Oct 16, 2024

In the industry

19 y

since Feb 21, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Oct 16, 2024 · Half Moon Bay, Ca
Cetera Investment Advisers LLC BD affiliated
Jun 29, 2023 to Oct 22, 2024 · Half Moon Bay, Ca
Cetera Advisor Networks LLC former
Aug 6, 2019 to Jun 29, 2023 · Half Moon Bay, Ca
Cwm, LLC BD affiliated
Aug 5, 2019 to Oct 17, 2024 · Half Moon Bay, Ca
Parsons Financial Advisors, Inc. unclassified
Feb 8, 2018 to Jul 3, 2019 · Half Moon Bay, Ca
LPL Financial LLC BD affiliated
May 31, 2016 to Aug 26, 2019 · Half Moon Bay, Ca
Foothill Securities, Inc. former
Oct 4, 2010 to Jun 2, 2016 · Santa Clara, Ca
1st Global Advisors Inc former
Oct 1, 2007 to Oct 5, 2010 · Half Moon Bay, Ca

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to LPL Financial LLC
left Oct 22, 2024, registered Oct 16, 2024 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
Cwm, LLC to Cetera Advisor Networks LLC
left Oct 17, 2024, registered Aug 6, 2019 (-1899 days) · Affiliated broker-dealer or bank to another
Cetera Advisor Networks LLC to Cetera Investment Advisers LLC
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
LPL Financial LLC to Parsons Financial Advisors, Inc.
left Aug 26, 2019, registered Feb 8, 2018 (-564 days) · Other
Parsons Financial Advisors, Inc. to Cwm, LLC
left Jul 3, 2019, registered Aug 5, 2019 (33 days) · Other
Foothill Securities, Inc. to LPL Financial LLC
left Jun 2, 2016, registered May 31, 2016 (-2 days) · Other
1st Global Advisors Inc to Foothill Securities, Inc.
left Oct 5, 2010, registered Oct 4, 2010 (-1 days) · Other

Signals

John William Parsons left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2024-10-16)
Oct 22, 2024 · Advisor changed firm · fact
John William Parsons left Cwm, Llc for Cetera Advisor Networks Llc (registered 2019-08-06)
Oct 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address