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Advisor at J.P. MORGAN SECURITIES LLC
NEW YORK, NY | WHITE PLAINS, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Dec 21, 2022 | n/a | yes | NEW YORK, NY|WHITE PLAINS, NY | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Dec 6, 2022 | no | SUMMIT, NJ|SUMMIT, NJ|BRIDGEWATER, NJ|PRINCETON, NJ|CHESTER, NJ|SHORT HILLS, NJ|FLORHAM PARK, NJ|SHORT HILLS, NJ|SUMMIT, NJ|YARDLEY, PA|PRINCETON, NJ|SHORT HILLS, NJ|DALLAS, TX|SHORT HILLS, NJ|PRINCETON, NJ|NEW HAVEN, CT|MIAMI, FL|STAMFORD, CT|NEW HAVEN, CT|SAN FRANCISCO, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 20, 2004 | Oct 23, 2009 | no | SUMMIT, NJ|SUMMIT, NJ | Previous registration |
| QUICK & REILLY, INC. | n/a | Aug 24, 2004 | Oct 20, 2004 | no | UPPER MONTCLAIR, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Dec 6, 2022 | Dec 21, 2022 | 15 | Firm change | Wirehouse to wirehouse |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| QUICK & REILLY, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 20, 2004 | Oct 20, 2004 | 0 | Bulk transfer | Other |