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CRD 149522
WATERTOWN, SD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MICHAEL EUGENE ANDERSON | n/a | WATERTOWN, SD | 17 | 25 | n/a | no |
| MATTHEW THOMAS ROBY | n/a | WATERTOWN, SD | 3 | 11 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ANDERSON, MICHAEL, EUGENE | MEMBER, PRESIDENT, AND CHIEF INVESTMENT OFFICER | E | yes | 03/2010 | Mar 30, 2015 | Nov 15, 2024 |
| CHAPIN, KASEY, JON | Owner | B | yes | 06/2019 | Aug 18, 2020 | Nov 15, 2024 |
| ROBY, MATTHEW, THOMAS | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | Na | yes | 11/2022 | Nov 10, 2022 | Nov 15, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 21, 2026 | $757M | $726M | 5 | 2 | 0 | n/a | n/a |
| 2024 | Mar 24, 2025 | $658M | $613M | 5 | 2 | 0 | n/a | n/a |
| 2023 | Feb 13, 2024 | $632M | $589M | 7 | 5 | 0 | n/a | n/a |
| 2022 | Mar 9, 2023 | $510M | $504M | 8 | 6 | 0 | n/a | n/a |
| 2021 | Mar 9, 2022 | $491M | $460M | 5 | 2 | 0 | n/a | n/a |
| 2020 | Mar 16, 2021 | $332M | $316M | 4 | 2 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $401M | $320M | 4 | 2 | 0 | n/a | n/a |
| 2018 | Mar 5, 2019 | $340M | $340M | 3 | 2 | 0 | n/a | n/a |
| 2017 | Mar 10, 2018 | $135M | $135M | 2 | 1 | 0 | n/a | n/a |
| 2016 | Feb 11, 2017 | $120M | $120M | 2 | 1 | n/a | n/a | n/a |
| 2015 | Feb 6, 2016 | $102M | $102M | 1 | 1 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $757M | $658M | 15.0% | $510M | 14.1% | 5 | 5 | 0 | 0 |