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RIA / WealthAdvisor30 years in industry

AMY PESCHL BATTA

Advisor at STRATOS WEALTH ADVISORS LLC

Watertown, SD

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Search this name across graphsid dfx:ria:6cd4a522-bf12-dc9d-01e1-1583110b4bfd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Dec 3, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATOS WEALTH ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 24, 1996
First registration: Dec 3, 1997
Dual registered: no
Other names: AMY MARIE PESCHL
IAPD individual key: 2740237

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATOS WEALTH ADVISORS LLC	Independent wealth	Aug 12, 2026	n/a	yes	Watertown, SD	Current employment
BALEFIRE, LLC	Independent wealth	May 1, 2024	Aug 11, 2026	no	Watertown, SD	Previous registration
HI-LINE CAPITAL MANAGEMENT, LLC	Institutional manager	Jan 4, 2023	May 6, 2024	no	WATERTOWN, SD	Previous registration
Spc	Bd affiliated wealth	Jan 10, 2013	Jul 12, 2013	no	WATERTOWN, SD\|ANN ARBOR, MI	Previous registration
Spc	Bd affiliated wealth	Oct 15, 2002	Dec 31, 2009	no	WATERTOWN, SD	Previous registration
TERRY PESCHL & ASSOCIATES, INC.	State registered	Dec 3, 1997	Jan 4, 2023	no	WATERTOWN, SD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BALEFIRE, LLC	STRATOS WEALTH ADVISORS LLC	Aug 11, 2026	Aug 12, 2026	1	Firm change	RIA to RIA
HI-LINE CAPITAL MANAGEMENT, LLC	BALEFIRE, LLC	May 6, 2024	May 1, 2024	-5	Firm change	Other
TERRY PESCHL & ASSOCIATES, INC.	Spc	Jan 4, 2023	Oct 15, 2002	-7,386	Firm change after gap	Other
Spc	HI-LINE CAPITAL MANAGEMENT, LLC	Jul 12, 2013	Jan 4, 2023	3,463	Firm change after gap	Other

Relationships

Registered with (5)

→ STRATOS WEALTH ADVISORS LLCRegistered adviserregistration: current employment
Aug 12, 2026 to presentfactForm ADV
→ BALEFIRE, LLCRegistered adviserregistration: previous registration
May 1, 2024 to Aug 11, 2026factForm ADV
→ HI-LINE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 4, 2023 to May 6, 2024factForm ADV
→ TERRY PESCHL & ASSOCIATES, INC.Registered adviserregistration: previous registration
Dec 3, 1997 to Jan 4, 2023factForm ADV
→ SPCRegistered adviserregistration: previous registration
Jan 10, 2013 to Jul 12, 2013factForm ADV

Dated events

Occurred
Aug 11, 2026
Advisor changed firm
Amy Peschl Batta left Balefire, Llc for Stratos Wealth Advisors Llc (registered 2026-08-12)
Form ADVobserved 4 days ago
Occurred
May 6, 2024
Advisor changed firm
Amy Peschl Batta left Hi-Line Capital Management, Llc for Balefire, Llc (registered 2024-05-01)
Form ADVobserved 4 days ago
Occurred
Jan 4, 2023
Advisor changed firm
Amy Peschl Batta left Terry Peschl & Associates, Inc. for Spc (registered 2002-10-15)
Form ADVobserved 4 days ago