DFX Intelligence

H••••• L•• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

H••••• L•• V••••••

Advisor at M••••••

Anna, TX | Plano, TX

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Search this name across graphsid dfx:ria:5c970d92-d4bd-877f-521b-a70ccc74cb75

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 20, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Feb 12, 2026	n/a	yes	Plano, TX\|Anna, TX	Current employment
P••• A••••••• I••••••••• A•••••••• I•••	Independent wealth	Sep 4, 2025	Nov 18, 2025	no	PLANO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••••• I••••••••• A•••••••• I•••	M••••••	Nov 18, 2025	Feb 12, 2026	86	Firm change	RIA to ibd
F••••• I•••••••••	P••• A••••••• I••••••••• A•••••••• I•••	Aug 26, 2025	Sep 4, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
107342:145056:TX:2025-08-19	Aug 26, 2025	Sep 4, 2025	PLANO, TX	Firm change

Relationships

Registered with (3)

→ M••••••Registered adviserregistration: current employment
Feb 12, 2026 to presentfactForm ADV
→ P••• A••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 4, 2025 to Nov 18, 2025factForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Sep 20, 2022 to Aug 26, 2025factForm ADV

Dated events

Occurred
Nov 18, 2025
Advisor changed firm
H••••• L•• V•••••• left P••• A••••••• I••••••••• A•••••••• I••• for Mariner (registered 2026-02-12)
Form ADVobserved 7 days ago
Occurred
Aug 26, 2025
Advisor changed firm
H••••• L•• V•••••• left F••••• I••••••••• for P••• A••••••• I••••••••• A•••••••• I••• (registered 2025-09-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c970d92-d4bd-877f-521b-a70ccc74cb75
First observed: Sep 20, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.