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C••••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

C••••• C•••••• L••

CRD 305220

NEW YORK, NY

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Search this name across graphsid dfx:ria:5ca7e6cc-d825-6bcd-7129-112af205d1a2

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 1
Observed: Jun 30, 2021 to Mar 13, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

C••••• C•••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $965MItem 5.F on the latest filing (2026-03-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $965M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••• I••••••••• 3• L••	Hedge Fund	$725M	Aug 6, 2024	3	Mar 31, 2023	reported	n/a
C••••• I••••••••• 2• L••	Hedge Fund	$408M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• L•••••• M••••	Director	Na	yes	03/2019	Jun 30, 2021	Aug 6, 2024
C•••••••• O•••• L••••••	MANAGING PRINCIPAL	D	yes	01/2018	Jun 30, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$965M	$1.1B	-8.8%	$1.2B	-7.6%	7	7	0	0

Relationships

Advises (3)

→ C••••• I••••••••• 3• L••Private fundHedge Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ C••••• I••••••••• 4• L••Private fundHedge Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ C••••• I••••••••• 2• L••Private fundHedge Fund, IA
Aug 5, 2019 to presentfactForm ADV

Controls (6)

← G••••••• E•••• L•••••••

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
C••••• C•••••• L•• reported RAUM $1.2B, up 411% from $239.5M (2022-09-16 to 2023-03-31)
Form ADVobserved 7 days ago
$985M
Occurred
Jun 30, 2021
First Form ADV filing
C••••• C•••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ca7e6cc-d825-6bcd-7129-112af205d1a2
First observed: Jun 30, 2021
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.