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SEC-registered adviser

C••••• C•••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 305220SEC 801-121956website IAPD

Latest filing Mar 13, 2026

First filing on the tape Jun 30, 2021 · 10 filings

SEC status approved since Aug 4, 2021

RAUM

$965M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

10 filings and snapshots on the tape

RAUM$965M as of Mar 13, 2026

Mar 4, 2022$240M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 13, 2026

Mar 4, 20220 then

Employees (5.A)7 as of Mar 13, 2026

Mar 4, 20227 then

Private funds3 as of Mar 13, 2026

Mar 4, 20221 then

RAUM -8.8% over the last fiscal year-7.6% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 13, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $241MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -8.8%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $965M, 4 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$965M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $965M for 4 clientsreported
Compensation: performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
C••••• I••••••••• 3• L••	Hedge Fund	$725M	3	Mar 31, 2023
C••••• I••••••••• 2• L••	Hedge Fund	$408M	3	Aug 5, 2019
C••••• I••••••••• 4• L••	Hedge Fund	$27.3M	3	Mar 31, 2023

Owners and control persons

Schedule A and B, latest filing

B••••••••• L•••••• M•••• · Directorcontrol
since 03/2019 · owns less than 5%
C•••••••• O•••• L•••••• · Managing Principalcontrol
since 01/2018 · owns 50% to 75%
G••••••• E•••• L••••••• · Director Of Financecontrol
since 04/2019 · owns less than 5%
M••••• A•••• K•••• · Directorcontrol
since 12/2018 · owns less than 5%
P••••• M••••• L••• · Managing Director And Chief Compliance Officercontrol
since 01/2021 · owns less than 5%
W•••••• J•••••• R••• · Managing Principalcontrol
since 01/2018 · owns 50% to 75%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $1.1B to $965M
Mar 14, 2025 to Mar 13, 2026
Discretionary RAUM · $1.1B to $965M
Mar 14, 2025 to Mar 13, 2026
Pooled vehicle RAUM · $1.1B to $965M
Mar 14, 2025 to Mar 13, 2026
RAUM · $1.1B to $965M
Mar 14, 2025 to Mar 13, 2026
Assets in custody · $1.2B to $1.1B
Aug 6, 2024 to Mar 14, 2025
Financial planning clients · unset to
Aug 6, 2024 to Mar 14, 2025
Discretionary RAUM · $1.2B to $1.1B
Aug 6, 2024 to Mar 14, 2025
Pooled vehicle RAUM · $1.2B to $1.1B
Aug 6, 2024 to Mar 14, 2025
RAUM · $1.2B to $1.1B
Aug 6, 2024 to Mar 14, 2025
Assets in custody · $1.2B to $1.2B
Oct 20, 2023 to Mar 21, 2024
Discretionary RAUM · $1.1B to $1.2B
Oct 20, 2023 to Mar 21, 2024
Pooled vehicle RAUM · $1.1B to $1.2B
Oct 20, 2023 to Mar 21, 2024
RAUM · $1.1B to $1.2B
Oct 20, 2023 to Mar 21, 2024
Discretionary RAUM · $1.2B to $1.1B
Mar 31, 2023 to Apr 27, 2023
Pooled vehicle RAUM · $1.2B to $1.1B
Mar 31, 2023 to Apr 27, 2023
RAUM · $1.2B to $1.1B
Mar 31, 2023 to Apr 27, 2023
Accounts · 1 to 4
Sep 16, 2022 to Mar 31, 2023
Pooled vehicle clients · 1 to 4
Sep 16, 2022 to Mar 31, 2023
Assets in custody · $204M to $1.2B
Sep 16, 2022 to Mar 31, 2023
Private funds · 1 to 3
Sep 16, 2022 to Mar 31, 2023
Discretionary RAUM · $240M to $1.2B
Sep 16, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $240M to $1.2B
Sep 16, 2022 to Mar 31, 2023
RAUM · $240M to $1.2B
Sep 16, 2022 to Mar 31, 2023
Assets in custody · $119M to $204M
Jun 30, 2021 to Mar 4, 2022
Private funds · 2 to 1
Jun 30, 2021 to Mar 4, 2022
Discretionary RAUM · $184M to $240M
Jun 30, 2021 to Mar 4, 2022
Pooled vehicle RAUM · $184M to $240M
Jun 30, 2021 to Mar 4, 2022
RAUM · $184M to $240M
Jun 30, 2021 to Mar 4, 2022

Signals

2 dated events

C••••• C•••••• L•• reported RAUM $1.2B, up 411% from $239.5M (2022-09-16 to 2023-03-31)
Mar 31, 2023 · RAUM change · derived
C••••• C•••••• L•• filed its initial SEC registration (Form ADV)
Jun 30, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

C••••• C•••••• L•• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/curiam-capital-llcreportedpublic record, Form ADV, Sep 21, 2026
Website: c•••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 646-446-2990reportedpublic record, Form ADV, Mar 13, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026