DFX Intelligence

D•• R••• E••••• C•••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

D•• R••• E••••• C•••••• P•••••••• L••

CRD 106238

NEW YORK, NY

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Search this name across graphsid dfx:ria:5cb737a0-77e8-9ea8-f834-8b4993315f9b

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 2
On other graphs: 1
Observed: Dec 8, 2011 to Mar 31, 2026
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

D•• R••• E••••• C•••••• P•••••••• L••

R••• estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $673M••• Locked
Discretionary RAUM: $673M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R••• F••• I•• L•••	R••• E••••• Fund	$413M	May 16, 2024	50	Mar 30, 2012	reported	021-113257
B••••••• 2• O•••• L••	R••• E••••• Fund	$302M	May 16, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• M•••••• W•••	VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	Na	yes	09/2010	Dec 8, 2011	May 16, 2024
D•• R••• E••••• C•••••• P•••••••• L••	SHAREHOLDER OF D•• R••• E••••• C•••••• P••••••• •••• L•••••• (RELYING ADVISER)	E	yes	09/2010	Jan 10, 2014	May 16, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
1•• M•••••• M•••••• L••	n/a	n/a	n/a	N	yes	n/a
D•• C••••• L••••••••• L••	n/a	n/a	n/a	N	yes	n/a
D•• R••• E••••• C•••••• I•• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Somerville	Ma	United States	2	no
SHEUNG WAN	n/a	Hong Kong	2	no
Venice	CA	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$673M	$853M	-21.1%	$1.5B	-24.2%	8	15	1	3

Relationships

Advises (26)

→ B•••••• Y•••• L••••• I• L••Private fundR••• E••••• Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ B•••••• Y•••• L••••• L••Private fundR••• E••••• Fund, IA
Mar 27, 2020 to presentfactForm ADV
→ R••• F••• I••• L•••Private fundR••• E••••• Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ R••• H•••••••• S••••• L••Private fund

Dated events

Occurred
Mar 28, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-553M
Occurred
Mar 29, 2019
Control person left
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5cb737a0-77e8-9ea8-f834-8b4993315f9b
First observed: Dec 8, 2011
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.