DFX Intelligence

M•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

M•••••• M•••••••

Advisor at K•••••••• W••••• A•••••••• L••

SAN DIEGO, CA | New York, NY

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Search this name across graphsid dfx:ria:5cc5f8b6-d5f9-7720-b761-f3832a8451ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 15, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 15, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• W••••• A•••••••• L••	Bd affiliated wealth	Jan 4, 2022	n/a	yes	New York, NY\|SAN DIEGO, CA	Current employment
B•••••••• A••••••• S•••••••• L••	No RAUM reported	Mar 26, 2021	Jan 3, 2022	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• A••••••• S•••••••• L••	K•••••••• W••••• A•••••••• L••	Jan 3, 2022	Jan 4, 2022	1	Firm change	RIA to RIA
L•• F•••••••• L••	B•••••••• A••••••• S•••••••• L••	Mar 4, 2021	Mar 26, 2021

Relationships

Registered with (6)

→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 4, 2022 to presentfactForm ADV
→ B•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 26, 2021 to Jan 3, 2022factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 9, 2019 to Mar 4, 2021factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Jan 3, 2022
Advisor changed firm
M•••••• M••••••• left B•••••••• A••••••• S•••••••• L•• for K•••••••• W••••• A•••••••• L•• (registered 2022-01-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5cc5f8b6-d5f9-7720-b761-f3832a8451ca
First observed: Jun 15, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.