DFX Intelligence
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Reading the graph
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Advisor at H•••••• S••••••••• I•••
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H•••••• S••••••••• I••• | Bd affiliated wealth | Jan 25, 2016 | n/a | yes | DALLAS, TX|DALLAS, TX | Current employment |
| F•• A••••••• S••••••• I••• | Former SEC adviser | May 10, 2017 | Jul 24, 2019 | no | DALLAS, TX|Dallas, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•• A••••••• S••••••• I••• | n/a | Jul 24, 2019 | n/a | n/a | Departure no registered destination | Departure |
| F•• A••••••• S••••••• I••• | H•••••• S••••••••• I••• | Dec 31, 2016 | Jan 25, 2016 | -341 |
| F•• A••••••• S••••••• I••• | Former SEC adviser | Apr 18, 2012 | Dec 31, 2016 | no | DALLAS, TX | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jun 24, 2003 | Sep 21, 2006 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| Firm change after gap |
| Other |
| M•• F•••••••• S•••••••• I••• | F•• A••••••• S••••••• I••• | Sep 21, 2006 | Apr 18, 2012 | 2,036 | Firm change after gap | Other |