DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 148818
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••••••• M••••••• A•••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2018 | Jul 31, 2018 | May 9, 2019 |
| E•••• J•••••• M•••••• | CHEIF FINANCIAL OFFICER | Na | yes | 01/2016 | Apr 12, 2017 | May 9, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| H•••••• S••••••••• A•••• M••••••••• L•• | n/a | Institutional manager | $38B | N | yes | n/a |
| H•••••• S••••••••• I••• | n/a | Bd affiliated wealth | $2.5B | N | yes | TX |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Dallas | TX | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $22.8M | $22.6M | 0.6% | $12.6M | 21.7% | 5 | 1 | 1 | 1 |
| Chairman |
| Na |
| yes |
| 09/2008 |
| Mar 30, 2012 |
| May 9, 2019 |
| F•••• S•••••••• H••••••• L••••• | PARENT COMPANY | E | yes | 01/2009 | Mar 30, 2012 | May 9, 2019 |
| H•••••• H••••••• I••• | Parent | E | yes | 01/2015 | Jan 21, 2015 | May 9, 2019 |
| H•••••• S••••••••• H•••••••• L•• | Parent | E | yes | 01/2015 | Jan 21, 2015 | May 9, 2019 |
| M••••••••• J•••• R•••••• | PRESIDENT AND CHIEF EXECUTIVE OFFICER | Na | yes | 04/2009 | Mar 30, 2012 | May 9, 2019 |
| H•••••• S••••••••• I••••••••• N•••••• I••• |
| n/a |
| Bd affiliated wealth |
| $1.6B |
| N |
| yes |
| n/a |
| H•••••• H••••••• I••• | n/a | n/a | n/a | Y | no | n/a |
| S•••••••• F•••••••• I•••••••• A•••••• I••• | n/a | n/a | n/a | N | yes | n/a |
| S•••••••• I•••••••• A•••••• I••• | n/a | n/a | n/a | N | yes | n/a |
| $22.8M |
| $0 |
| 5 |
| 1 |
| 1 |
| n/a |
| n/a |
| 2017 | Jun 11, 2018 | $22.6M | $0 | 1 | 1 | 1 | n/a | n/a |
| 2016 | Apr 12, 2017 | $17.0M | $0 | 1 | 1 | n/a | n/a | n/a |
| 2015 | Apr 13, 2016 | $12.6M | $12.6M | 3 | 1 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $38.5M | $38.5M | 10 | 3 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $58.2M | $58.2M | 10 | 3 | n/a | n/a | n/a |
| 2012 | Jan 17, 2013 | $34.0M | $34.0M | 10 | 3 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $11.4M | $11.4M | n/a | n/a | n/a | n/a | n/a |