DFX Intelligence

B•••• A•••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

B•••• A•••• T•••••

Advisor at S•••••• W••••• P•••••••• L••

STRONGSVILLE, OH

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Search this name across graphsid dfx:ria:5cc939ea-358b-32f6-c7c9-37eb5791f9e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• P•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 17, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• P•••••••• L••	Bd affiliated wealth	Jul 6, 2018	n/a	yes	STRONGSVILLE, OH	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 27, 2012	n/a	yes	STRONGSVILLE, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R••••••••• P••••••• L••	S•••••• W••••• P•••••••• L••	Jun 1, 2018	Jul 6, 2018	35	Firm change	Other
I••••••••• F•••••••• P•••••••	L•• F•••••••• L••	May 19, 2015	Aug 27, 2012

Relationships

Registered with (6)

→ S•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Jul 6, 2018 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 27, 2012 to presentfactForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Apr 11, 2015 to Jun 1, 2018factForm ADV
→ I••••••••• F•••••••• P•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5cc939ea-358b-32f6-c7c9-37eb5791f9e9
First observed: Mar 17, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.