DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brent Allen Teague
Feed of 09/14/2026
At current firm
14 y
since Aug 27, 2012
In the industry
16 y
since Mar 17, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Stratos Wealth Partners, Ltd BD affiliated currentsince Jul 6, 2018 · Strongsville, Oh
- LPL Financial LLC BD affiliated currentsince Aug 27, 2012 · Strongsville, Oh
- Global Retirement Partners LLC institutionalApr 11, 2015 to Jun 1, 2018 · Cleveland, Oh
- Independent Financial Partners BD affiliatedSep 20, 2011 to May 19, 2015 · Cleveland, Oh
- Financial Management Strategies, Inc. independent RIAMar 23, 2010 to Dec 3, 2010 · Broadview Hts., Oh
- Walnut Street Securities, Inc. formerMar 17, 2010 to Oct 13, 2010 · Valley View, Oh
Moves
a registration end followed by a registration begin elsewhere
- Global Retirement Partners LLC to Stratos Wealth Partners, Ltdleft Jun 1, 2018, registered Jul 6, 2018 (35 days) · Other
- Independent Financial Partners to LPL Financial LLCleft May 19, 2015, registered Aug 27, 2012 (-995 days) · Other
- Financial Management Strategies, Inc. to Independent Financial Partnersleft Dec 3, 2010, registered Sep 20, 2011 (291 days) · Other
- Walnut Street Securities, Inc. to Financial Management Strategies, Inc.left Oct 13, 2010, registered Mar 23, 2010 (-204 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address