This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$34.5MItem 5.F on the latest filing (2023-03-29); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$34.5M

Private client RAUM

$31.0MderivedItem 5.D individuals plus high net worth individuals

Private client share

90%derivedprivate client RAUM over total RAUM

Advisors on IAPD

6

RAUM per advisor

$5.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

3

Offices

0Schedule D 1.F, beyond the principal office

Accounts

211

Individual clients

203

Custody, client assets

$34.5M

SEC number

801-126665

CRD

323129

Filings on the tape

10

First filed

Aug 31, 2022

Latest filed

Mar 29, 2023

Organised

Limited Liability Company, Pennsylvania

• Occurred

  Oct 27, 2022
  Team lift-out

  2 advisors left Osaic Wealth, Inc. (Nazareth, PA) for Valor Investments And Planning LLC on the same day

  Form ADVobserved 3 days ago
  2 advisors
• Occurred

  Aug 31, 2022
  First Form ADV filing

  Valor Investments And Planning Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5cdb554f-3efa-eafe-6d56-a2c8dc57195d

First observed

Aug 31, 2022

Last observed

Mar 29, 2023 42 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.