DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

V•••• I••••••••• A•• P••••••• L••

Former SEC-registered adviserEaston, PennsylvaniaCRD 323129SEC 801-126665IAPD

Latest filing Mar 29, 2023

First filing on the tape Aug 31, 2022 · 10 filings

RAUM

$34.5M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

90%

$31.0M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$5.7M

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

10 filings and snapshots on the tape

RAUM$34.5M as of Mar 29, 2023

Aug 31, 2022$0 then

HNW client RAUM$12.8M as of Mar 29, 2023

Feb 5, 2023$12.8M then

State-registered IARs (5.B.3)3 as of Mar 29, 2023

Aug 31, 20226 then

Employees (5.A)4 as of Mar 29, 2023

Aug 31, 20229 then

Private funds: no history

RAUM n/a over the last fiscal year

Practice profile

derived from the filing of Mar 29, 2023; every figure names its basis

RAUM per advisor: $5.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $163,271derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 3.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 0.7derivedItem 5.A over advisors
Advisors per office: 6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Custody: $34.5M, 211 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$18.3M53%
High-net-worth individuals$12.8M37%
Corporations and businesses$2.1M6.1%
Charitable organizations$841,7672.4%
State and municipal entities$461,1341.3%

Individual clients: 203reported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 211reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $34.5M for 211 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

6 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J•••• M•••••	Easton, Pa	Oct 25, 2022	15 y	4
T••••• A••••• B••••••	Easton, Pa	Oct 25, 2022	13 y	2
M•••••• G•••• S•••••	Easton, Pa	Feb 9, 2023	25 y	3
A•••••••• G•••••••••	Easton, Pa	Jan 4, 2024	10 y	0
T••••• G•••• R•••••••••	Easton, Pa	Apr 12, 2024	23 y	4
C••••••••• J•••• B••••••	Easton, Pa	Jan 7, 2025	21 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

T••••• G•••• R••••••••• from A•••••••• C•••••• M•••••••••
Apr 12, 2024 · Other
M•••••• G•••• S••••• from K••••• A••••••• S•••••••• L••
Feb 9, 2023 · Affiliated broker-dealer or bank to independent RIA
J•••• M••••• from O•••• W•••••• I•••
Oct 25, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
T••••• A••••• B•••••• from O•••• W•••••• I•••
Oct 25, 2022 · Affiliated broker-dealer or bank to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from O•••• W•••••• I•••
Oct 27, 2022 · Nazareth, Pa

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B••••••• T••••• · Elected Manager, Ccocontrol
since 06/2022 · owns less than 5%
M•••••• J••••• A••••• · Elected Managercontrol
since 06/2022 · owns less than 5%
B••••••• T••••• · Managing Membercontrol
since 06/2022 · owns 50% to 75% of M•••••• B•••••• A•• A••••••••• L••
M•••••• J••••• A••••• · Managing Membercontrol
since 06/2022 · owns 50% to 75% of M•••••• B•••••• A•• A••••••••• L••
M•••••• M••••••• G• · Managing Membercontrol
since 03/2015 · owns 75% or more of V•••• G•••• L••••••
P•••••• M••••••• J• · Managing Membercontrol
since 03/2015 · owns 25% to 50% of V•••• G•••• L••••••

Entity owners

M•••••• B•••••• A•• A••••••••• L•• · Member
direct · owns 25% to 50%
V•••• G•••• L•••••• · Member
direct · owns 50% to 75%

Related persons

Schedule D 7.A

V•••• G•••• L••••••
real estatey
V•••• I••••••••• G•••• L••••••
real estaten
V•••• L••• A•• A•••••• L••
real estaten
V•••• R••••• L••
investment companyn

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Easton, Pa · principal	6	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 2 to 3
Mar 28, 2023 to Mar 29, 2023
Employees · 2 to 4
Mar 28, 2023 to Mar 29, 2023
State-registered IARs · 2 to 3
Mar 28, 2023 to Mar 29, 2023
Assets in custody · unset to 34450263.0
Feb 17, 2023 to Mar 14, 2023
Custody of client assets · false to true
Feb 17, 2023 to Mar 14, 2023
Accounts · 0 to 211
Jan 17, 2023 to Feb 5, 2023
Advisory employees · 6 to 2
Jan 17, 2023 to Feb 5, 2023
BD registered reps · 6 to 1
Jan 17, 2023 to Feb 5, 2023
Individual clients · unset to 203.0
Jan 17, 2023 to Feb 5, 2023
Employees · 9 to 2
Jan 17, 2023 to Feb 5, 2023
State-registered IARs · 6 to 2
Jan 17, 2023 to Feb 5, 2023
Discretionary RAUM · $0 to $34.5M
Jan 17, 2023 to Feb 5, 2023
HNW RAUM · unset to 12778843.0
Jan 17, 2023 to Feb 5, 2023
Individual RAUM · unset to 18268131.0
Jan 17, 2023 to Feb 5, 2023
RAUM · $0 to $34.5M
Jan 17, 2023 to Feb 5, 2023
Advisory activities · 4 to 5
Jan 11, 2023 to Jan 17, 2023
Advisory activities · 5 to 4
Aug 31, 2022 to Oct 31, 2022

Signals

2 dated events

2 advisors left O•••• W•••••• I••• (Nazareth, PA) for V•••• I••••••••• A•• P••••••• L•• on the same day
Oct 27, 2022 · Team lift-out · derived
V•••• I••••••••• A•• P••••••• L•• filed its initial SEC registration (Form ADV)
Aug 31, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/valor-investments-and-planningreportedpublic record, Form ADV, Sep 18, 2026
Website: valoradvisor.comreportedpublic record, Form ADV, Sep 18, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: $5.7Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026