DFX Intelligence

A••••• J•••• V••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

A••••• J•••• V••••• S••••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Louisville, KY

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Search this name across graphsid dfx:ria:5cdd238f-6e61-2261-d94a-1a9ed11df7bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 19, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Mar 29, 2022	n/a	yes	Louisville, KY\|Louisville, KY	Current employment
M••••••• W••••• A•••••••	Independent wealth	Nov 19, 2021	Mar 22, 2022	no	LOUISVILLE, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• W••••• A•••••••	A••••••••• F•••••••• S•••••••• L••	Mar 22, 2022	Mar 29, 2022	7	Firm change	RIA to ibd

Relationships

Registered with (2)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Mar 29, 2022 to presentfactForm ADV
→ M••••••• W••••• A•••••••Registered adviserregistration: previous registration
Nov 19, 2021 to Mar 22, 2022factForm ADV

Dated events

Occurred
Mar 22, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5cdd238f-6e61-2261-d94a-1a9ed11df7bd
First observed: Nov 19, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.