DFX Intelligence

A••••• W••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

A••••• W••• M••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

BLOOMFIELD HILLS, MI

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Search this name across graphsid dfx:ria:5ce8f23b-84f7-6cad-c1f0-7558e7d5ba5d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 3, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 22, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Feb 29, 2024	n/a	yes	BLOOMFIELD HILLS, MI	Current employment
C•••••• G•••• • C• I••	Former SEC adviser	Feb 6, 2023	Feb 26, 2024	no	Bingham Farms, MI\|Syracuse, NY\|Birmingham, MI\|SYRACUSE, NY\|SYRACUSE, NY\|SYRACUSE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Feb 26, 2024	Feb 29, 2024	3	Firm change	Ibd to wirehouse
J••••••• G•••• I••••••••• A•••••••• I•••	C•••••• G•••• • C• I••	Dec 21, 2018	Feb 6, 2023

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Feb 29, 2024 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Feb 6, 2023 to Feb 26, 2024factForm ADV
→ J••••••• G•••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 3, 2017 to Dec 21, 2018factForm ADV

Dated events

Occurred
Feb 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ce8f23b-84f7-6cad-c1f0-7558e7d5ba5d
First observed: Oct 3, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.