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E••••• N••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

E••••• N••••• S•••••••••

Advisor at F•••••• C•••••• M•••••••••

GLEN ALLEN, VA

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Search this name across graphsid dfx:ria:5cf309fb-7320-3dea-05f2-f08127a9198e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••• C•••••• M•••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 19, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••• C•••••• M•••••••••	State registered	May 14, 2021	n/a	yes	GLEN ALLEN, VA	Current employment
E•••••• F•••••••• E••••••	Independent wealth	Nov 1, 2018	Aug 7, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• F•••••••• E••••••	F•••••• C•••••• M•••••••••	Aug 7, 2020	May 14, 2021	280	Firm change	RIA to state RIA
E•••••• F•••••••• S•••••••• L••	E•••••• F•••••••• E••••••	Nov 1, 2018

Relationships

Registered with (4)

→ F•••••• C•••••• M•••••••••Registered adviserregistration: current employment
May 14, 2021 to presentfactForm ADV
→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Nov 1, 2018 to Aug 7, 2020factForm ADV
→ E•••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 25, 2009 to Nov 1, 2018factForm ADV
→ E•••••• F•••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5cf309fb-7320-3dea-05f2-f08127a9198e
First observed: Nov 19, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.