DFX Intelligence

D•••• D•••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

D•••• D•••••• A•••••

Advisor at P•••••••• F•••••••• S•••••••

LOS ANGELES, CA | LOS ALAMITOS, CA

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Search this name across graphsid dfx:ria:5cf51b2e-5e15-664a-439c-393d898319be

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 4, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• F•••••••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 3, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 18, 2023	n/a	yes	LOS ALAMITOS, CA	Current employment
P•••••••• F•••••••• S•••••••	Independent wealth	Aug 19, 2022	n/a	yes	LOS ALAMITOS, CA\|LOS ANGELES, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	P•••••••• F•••••••• S•••••••	Aug 19, 2022	Aug 19, 2022	0	Firm change	Wirehouse to RIA
U•• F•••••••• S••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 6, 2009

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 18, 2023 to presentfactForm ADV
→ P•••••••• F•••••••• S•••••••Registered adviserregistration: current employment
Aug 19, 2022 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 12, 2009 to Aug 19, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Aug 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5cf51b2e-5e15-664a-439c-393d898319be
First observed: Jan 4, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.