DFX Intelligence

T••••• C•••••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

T••••• C•••••• D••••••••

Advisor at C•••••• C•••••• G••••• I•••

Bloomington, MN | EDINA, MN

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Search this name across graphsid dfx:ria:5cfc9119-cba4-830a-11f8-8e32a3b8c29b

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Jan 16, 1987 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C•••••• G••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 16, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C•••••• G••••• I•••	Mixed wealth	Sep 15, 2026	n/a	yes	EDINA, MN	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Dec 5, 2013	n/a	yes	Bloomington, MN	Current employment

Relationships

Registered with (1)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Dec 5, 2013 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5cfc9119-cba4-830a-11f8-8e32a3b8c29b
First observed: Jan 16, 1987
Last observed: Sep 16, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.