This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Feb 19, 2014

First registration

Jun 21, 2017

Dual registered

yes, broker-dealer

Other names

Albert M Munoz|ALBERTO MARIO MUNOZ

IAPD individual key

6006060

• Occurred

  Feb 3, 2025
  Advisor changed firm

  Alberto Munoz left John Hancock Personal Financial Services, Llc for J.P. Morgan Securities Llc (registered 2025-02-03)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5d0636cc-0a06-ff0d-a512-e788645b2b5c

First observed

Jun 21, 2017

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.