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CRD 110452
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| B••••••••• A••• M••••• F•••• L• | Hedge Fund | $25.7M | Jan 6, 2014 | 2 | Mar 29, 2012 | dropped | 021-159271 |
| B••••••••• M••••• N•••••• F•••• L•• | Hedge Fund | $11.3M | Dec 15, 2015 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••••••• J••••• C•••• | DIRECTOR AND CHIEF EXECUTIVE OFFICER | Na | yes | 05/2014 | Jun 6, 2014 | Dec 15, 2015 |
| K•••••• J•••• D••• | Director | Na | yes | 05/2014 | Jun 6, 2014 | Dec 15, 2015 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| L••• M•••• P••••••• F••• A••••••• L•• | n/a | Asset manager | $167B | N | yes | n/a |
| Q• I••••••••• L•• | n/a | FORMER_SEC_A•••••• | $19B | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Boston | Ma | United States | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2015 | Jun 29, 2015 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2015 | $8.1B | $9.7B | -17.2% | $15B | -18.3% | 57 | 117 | n/a | n/a |
| 7 |
| Mar 29, 2012 |
| reported |
| 021-192793 |
| B••••••••• G••••• E••••••• M•••••• F••• | Other Private Fund | $50,080 | Dec 15, 2015 | 1 | Mar 29, 2012 | reported | 021-156715 |
| Shareholder |
| E |
| yes |
| 09/1994 |
| Mar 29, 2012 |
| Dec 15, 2015 |
| M•••••••• T•••••• C•••••• | Director | Na | yes | 06/2015 | Jun 29, 2015 | Dec 15, 2015 |
| N••••••• J••••••• A•••• | Director | Na | yes | 05/2014 | Jun 6, 2014 | Dec 15, 2015 |
| N•••••• J••••• H••••• | DIRECTOR AND PRESIDENT | Na | yes | 05/2014 | Jun 6, 2014 | Dec 15, 2015 |
| R•••• T•••••• G••••• | CHIEF FINANCIAL OFFICER AND TREASURER | Na | yes | 05/2014 | Jun 6, 2014 | Dec 15, 2015 |
| W•••• R•••••• Y• M••• | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT IMPLEMENTATION | Na | yes | 01/2015 | Feb 4, 2015 | Dec 15, 2015 |
| W•••••••• V••••••• A•• | CHIEF COMPLIANCE OFFICER AND SECRETARY | Na | yes | 12/2015 | Dec 15, 2015 | Dec 15, 2015 |
| Q• L••• M•••• G••••• A•••• A••••••••• L•• | n/a | FORMER_SEC_A•••••• | $8.9B | N | yes | n/a |
| L••• M•••• I••••••••• ••••••• L•••••• | n/a | n/a | n/a | N | yes | n/a |
| L••• M•••• I••••••• S•••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| $8.1B |
| $8.1B |
| 57 |
| 20 |
| n/a |
| 2 |
| $11.4M |
| 2014 | Jun 6, 2014 | $9.7B | $9.7B | 117 | 38 | n/a | 2 | $141M |
| 2013 | Jun 14, 2013 | $12B | $12B | 82 | 23 | n/a | 3 | $975M |
| 2012 | Jun 29, 2012 | $15B | $15B | n/a | n/a | n/a | 3 | $1.9B |