DFX Intelligence

Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM over $100B

FRANKLIN TEMPLETON FUND ADVISER, LLC

CRD 140432

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d6eb9db1-5e8e-17db-7811-de090d3382c3

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 56
Dated events: 11
On other graphs: 0
Observed: Mar 28, 2012 to Sep 3, 2026
41 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $167BItem 5.F on the latest filing (2026-09-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $167B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 125
SEC number: 801-66785
CRD: 140432
Filings on the tape: 41
First filed: Mar 28, 2012
Latest filed: Sep 3, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EAKES, BRIAN, MATTHEW	Manager	Na	yes	09/2020	Oct 8, 2020	Dec 13, 2024
FRANKLIN RESOURCES, INC.	SOLE SHAREHOLDER OF LEGG MASON, INC.	E	yes	07/2020	Aug 6, 2020	Dec 13, 2024
HINKLE, MATTHEW, TECUMSEH	Manager	Na	yes	12/2023	Dec 20, 2023	Dec 13, 2024
JENSEN, FRED, STEVEN	CHIEF COMPLIANCE OFFICER	Na	yes	12/2024	Dec 13, 2024	Dec 13, 2024
KELLY, JEANNE, MARIE	SENIOR VICE PRESIDENT	Na	yes	04/2006	Mar 28, 2012	Dec 13, 2024
LEGG MASON, INC.	SOLE MEMBER OF APPLICANT	E	yes	04/2006	Mar 28, 2012	Dec 13, 2024
MANDIA, THOMAS, CHRISTOPHER	Secretary	Na	yes	04/2006	Mar 28, 2012	Dec 13, 2024
TRUST, JANE, ELIZABETH	PRESIDENT AND CHIEF EXECUTIVE OFFICER	Na	yes	08/2015	Apr 15, 2015	Dec 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FRANKLIN ADVISERS, INC.	n/a	Asset manager	$509B	N	yes	n/a
WESTERN ASSET MANAGEMENT COMPANY, LLC	n/a	Asset manager	$185B	N	yes	n/a
CLEARBRIDGE INVESTMENTS, LLC	n/a	Mixed wealth	$185B	N	yes	n/a
LEXINGTON PARTNERS L.P.	n/a	Asset manager	$79B	Y	yes	n/a
CLARION PARTNERS, LLC	n/a	Asset manager	$74B	N	yes	n/a
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC	n/a	Other adviser	$65B	N	yes	n/a
WESTERN ASSET MANAGEMENT COMPANY LIMITED	n/a	Institutional manager	$20B	N	yes	n/a
ROYCE & ASSOCIATES, LP	n/a	Asset manager	$12B	N	yes	n/a
MARTIN CURRIE INC	n/a	Former SEC adviser	$7.3B	N	yes	n/a
WESTERN ASSET MANAGEMENT COMPANY PTE LTD	n/a	Institutional manager	$2.8B	N	yes	n/a
WESTERN ASSET MANAGEMENT COMPANY LTD	n/a	Former SEC adviser	$2.6B	N	yes	n/a
CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITED	n/a	Asset manager	$2.2B	N	yes	n/a
FRANKLIN DISTRIBUTORS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Dec 13, 2024	$192B	$192B	0	0	0	n/a	n/a
2023	Dec 20, 2023	$196B	$196B	6	0	2	n/a	n/a
2022	Dec 21, 2022	$213B	$213B	6	0	2	n/a	n/a
2021	Dec 24, 2021	$249B	$249B	7	0	2	n/a	n/a
2020	Jun 18, 2020	$225B	$225B	13	0	3	n/a	n/a
2019	Jun 18, 2019	$271B	$271B	12	0	3	n/a	n/a
2018	Jun 27, 2018	$203B	$203B	11	0	3	n/a	n/a
2017	Jun 23, 2017	$211B	$211B	9	0	n/a	n/a	n/a
2016	Jun 23, 2016	$223B	$223B	9	0	n/a	n/a	n/a
2015	Jun 26, 2015	$243B	$243B	10	4	n/a	n/a	n/a
2014	Jun 24, 2014	$245B	$245B	10	4	n/a	n/a	n/a
2013	Jun 28, 2013	$221B	$221B	10	4	n/a	n/a	n/a
2012	Jun 20, 2012	$130B	$130B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$167B	$196B	-14.6%	$249B	-12.4%	0	6	0	2

Relationships

Affiliated with (45)

→ FRANKLIN ADVISERS, INC.Registered adviserother investment adviser, broker-dealer, bank, pooled vehicle sponsor, common control
factForm ADV
→ ROYCE INVESTMENT PARTNERSRegistered adviserother investment adviser, common control
factForm ADV
→ CLARION PARTNERSRegistered adviserother investment adviser, common control
factForm ADV
→ WESTERN ASSET MANAGEMENT COMPANY LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ WESTERN ASSET MANAGEMENT COMPANYRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ MARTIN CURRIE INCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ CLEARBRIDGE INVESTMENTS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ WESTERN ASSET MANAGEMENT COMPANY PTE LTDRegistered adviserother investment adviser, common control
factForm ADV
→ WESTERN ASSET MANAGEMENT COMPANY LTDRegistered adviserother investment adviser, common control
factForm ADV
→ LEXINGTON PARTNERS L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← CLEARBRIDGE INVESTMENTS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← K2/D&S MANAGEMENT CO., L.L.C.Registered adviserother investment adviser, common control
factForm ADV
← WESTERN ASSET MANAGEMENT COMPANY LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← CLEARBRIDGE INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← THE PUTNAM ADVISORY COMPANY, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← FRANKLIN ADVISORY SERVICES, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← WESTERN ASSET MANAGEMENT COMPANY PTE LTDRegistered adviserother investment adviser, bank, common control
factForm ADV
← FRANKLIN ADVISERS, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
← WESTERN ASSET MANAGEMENT COMPANYRegistered adviserother investment adviser, bank, common control
factForm ADV
← TEMPLETON ASSET MANAGEMENT LTD.Registered adviserother investment adviser, bank, common control
factForm ADV
← TEMPLETON INVESTMENT COUNSEL, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← CLARION PARTNERSRegistered adviserother investment adviser, bank, common control
factForm ADV
← FRANKLIN TEMPLETON INSTITUTIONAL, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← ROYCE INVESTMENT PARTNERSRegistered adviserother investment adviser, bank, common control
factForm ADV
← TEMPLETON GLOBAL ADVISORS LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
and 15 more

Controls (8)

← KELLY, JEANNE, MARIEOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Mar 28, 2012 to Dec 13, 2024factForm ADV
← FRANKLIN RESOURCES, INC.OwnerSOLE SHAREHOLDER OF LEGG MASON, INC., ownership code E, domestic entity
Aug 6, 2020 to Dec 13, 2024factForm ADV
← LEGG MASON, INC.OwnerSOLE MEMBER OF APPLICANT, ownership code E, domestic entity
Mar 28, 2012 to Dec 13, 2024factForm ADV
← TRUST, JANE, ELIZABETHOwnerPRESIDENT AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Apr 15, 2015 to Dec 13, 2024factForm ADV
← EAKES, BRIAN, MATTHEWOwnerMANAGER, ownership code NA, individual
Oct 8, 2020 to Dec 13, 2024factForm ADV
← HINKLE, MATTHEW, TECUMSEHOwnerMANAGER, ownership code NA, individual
Dec 20, 2023 to Dec 13, 2024factForm ADV
← JENSEN, FRED, STEVENOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 13, 2024 to Dec 13, 2024factForm ADV
← MANDIA, THOMAS, CHRISTOPHEROwnerSECRETARY, ownership code NA, individual
Mar 28, 2012 to Dec 13, 2024factForm ADV

Registered with (3)

← REBECCA WHITE CROCKETTAdvisorregistration: previous registration
Feb 23, 2018 to May 12, 2021factForm ADV
← ERIC JOSHUA NEISNERAdvisorregistration: previous registration
Apr 4, 2017 to Sep 11, 2019factForm ADV
← JUAN MANUEL BUENDIAAdvisorregistration: previous registration
Apr 7, 2016 to Dec 31, 2017factForm ADV

Dated events

Occurred
Dec 13, 2024
Control person joined
Steven Fred Jensen (Chief Compliance Officer) appeared on Schedule A of Franklin Templeton Fund Adviser, Llc
Form ADVobserved 5 days ago
Occurred
Dec 13, 2024
Control person left
Paul Ted Becker (Chief Compliance Officer) no longer on Schedule A of Franklin Templeton Fund Adviser, Llc (listed 2023-12-20, absent 2024-12-13)
Form ADVobserved 5 days ago
Occurred
Dec 20, 2023
Control person joined
Tecumseh Matthew Hinkle (Manager) appeared on Schedule A of Franklin Templeton Fund Adviser, Llc
Form ADVobserved 5 days ago
Occurred
Dec 20, 2023
Control person left
Foster Laura Fergerson (Manager) no longer on Schedule A of Franklin Templeton Fund Adviser, Llc (listed 2023-11-30, absent 2023-12-20)
Form ADVobserved 5 days ago
Occurred
Oct 8, 2020
Control person left
Mitola Amy Olmert (Manager) no longer on Schedule A of Franklin Templeton Fund Adviser, Llc (listed 2020-08-06, absent 2020-10-08)
Form ADVobserved 5 days ago
Occurred
Oct 8, 2020
Control person left
Hamilton Peter Nachtwey (Manager) no longer on Schedule A of Franklin Templeton Fund Adviser, Llc (listed 2020-08-06, absent 2020-10-08)
Form ADVobserved 5 days ago
Occurred
Oct 8, 2020
Control person joined
Foster Laura Fergerson (Manager) appeared on Schedule A of Franklin Templeton Fund Adviser, Llc
Form ADVobserved 5 days ago
Occurred
Oct 8, 2020
Control person joined
Matthew Brian Eakes (Manager) appeared on Schedule A of Franklin Templeton Fund Adviser, Llc
Form ADVobserved 5 days ago
Occurred
Jun 18, 2020
Regulatory AUM changed
Franklin Templeton Fund Adviser, Llc reported RAUM $225.2B, up 44% from $156.4B (2019-09-27 to 2020-06-18)
Form ADVobserved 5 days ago
$68.8B
Occurred
Sep 27, 2019
Regulatory AUM changed
Franklin Templeton Fund Adviser, Llc reported RAUM $156.4B, down 42% from $271.4B (2019-06-18 to 2019-09-27)
Form ADVobserved 5 days ago
$-115.1B
Occurred
Jun 18, 2019
Regulatory AUM changed
Franklin Templeton Fund Adviser, Llc reported RAUM $271.4B, up 34% from $203.0B (2018-09-05 to 2019-06-18)
Form ADVobserved 5 days ago
$68.4B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6eb9db1-5e8e-17db-7811-de090d3382c3
First observed: Mar 28, 2012
Last observed: Sep 3, 2026 17 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FRANKLIN TEMPLETON FUND ADVISER, LLC

CRD 140432

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d6eb9db1-5e8e-17db-7811-de090d3382c3

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EAKES, BRIAN, MATTHEW

Manager

yes

09/2020

Oct 8, 2020

Dec 13, 2024

FRANKLIN RESOURCES, INC.

SOLE SHAREHOLDER OF LEGG MASON, INC.

yes

07/2020

Aug 6, 2020

Dec 13, 2024

HINKLE, MATTHEW, TECUMSEH

Manager

yes

12/2023

Dec 20, 2023

Dec 13, 2024

JENSEN, FRED, STEVEN

CHIEF COMPLIANCE OFFICER

yes

12/2024

Dec 13, 2024

KELLY, JEANNE, MARIE

SENIOR VICE PRESIDENT

yes

04/2006

Mar 28, 2012

Dec 13, 2024

LEGG MASON, INC.

SOLE MEMBER OF APPLICANT

yes

04/2006

Mar 28, 2012

Dec 13, 2024

MANDIA, THOMAS, CHRISTOPHER

Secretary

yes

04/2006

Mar 28, 2012

Dec 13, 2024

TRUST, JANE, ELIZABETH

PRESIDENT AND CHIEF EXECUTIVE OFFICER

yes

08/2015

Apr 15, 2015

Dec 13, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FRANKLIN ADVISERS, INC.

n/a

Asset manager

$509B

yes

n/a

WESTERN ASSET MANAGEMENT COMPANY, LLC

n/a

Asset manager

$185B

yes

n/a

CLEARBRIDGE INVESTMENTS, LLC

n/a

Mixed wealth

$185B

yes

n/a

LEXINGTON PARTNERS L.P.

n/a

Asset manager

$79B

yes

n/a

CLARION PARTNERS, LLC

n/a

Asset manager

$74B

yes

n/a

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

n/a

Other adviser

$65B

yes

n/a

WESTERN ASSET MANAGEMENT COMPANY LIMITED

n/a

Institutional manager

$20B

yes

n/a

ROYCE & ASSOCIATES, LP

n/a

Asset manager

$12B

yes

n/a

MARTIN CURRIE INC

n/a

Former SEC adviser

$7.3B

yes

n/a

WESTERN ASSET MANAGEMENT COMPANY PTE LTD

n/a

Institutional manager

$2.8B

yes

n/a

WESTERN ASSET MANAGEMENT COMPANY LTD

n/a

Former SEC adviser

$2.6B

yes

n/a

CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITED

n/a

Asset manager

$2.2B

yes

n/a

FRANKLIN DISTRIBUTORS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Dec 13, 2024

$192B

n/a

2023

Dec 20, 2023

$196B

n/a

2022

Dec 21, 2022

$213B

n/a

2021

Dec 24, 2021

$249B

n/a

2020

Jun 18, 2020

$225B

n/a

2019

Jun 18, 2019

$271B

n/a

2018

Jun 27, 2018

$203B

n/a

2017

Jun 23, 2017

$211B

n/a

2016

Jun 23, 2016

$223B

n/a

2015

Jun 26, 2015

$243B

n/a

2014

Jun 24, 2014

$245B

n/a

2013

Jun 28, 2013

$221B

n/a

2012

Jun 20, 2012

$130B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$167B

$196B

-14.6%

$249B

-12.4%