DFX Intelligence

K•••••• S••••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst16 years in industry

K•••••• S••••• T••••

Advisor at T• A•••• M••••••••• L••

NAPERVILLE, IL

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Search this name across graphsid dfx:ria:5d191f13-5648-9cdf-df7e-a7cb1eb930fd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 8, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T• A•••• M••••••••• L••	Independent wealth	May 31, 2013	n/a	yes	NAPERVILLE, IL	Current employment
A••••• I••••••••• M••••••••• L••	Former SEC adviser	Feb 5, 2018	Apr 17, 2023	no	OAKBROOK TERRACE, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• I••••••••• M••••••••• L••	n/a	Apr 17, 2023	n/a	n/a	Departure no registered destination	Departure
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T• A•••• M••••••••• L••	Jun 3, 2013	May 31, 2013	-3

Relationships

Registered with (4)

→ T• A•••• M••••••••• L••Registered adviserregistration: current employment
May 31, 2013 to presentfactForm ADV
→ A••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 5, 2018 to Apr 17, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 25, 2011 to Jun 3, 2013factForm ADV
→ W•••••• • R•••

Dated events

Occurred
Apr 17, 2023
Advisor departed, no destination yet
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5d191f13-5648-9cdf-df7e-a7cb1eb930fd
First observed: Mar 9, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.