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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

James McCourt

Advisor at APOLLON WEALTH MANAGEMENT, LLC

Delafield, WI | MOUNT PLEASANT, SC

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Search this name across graphsid dfx:ria:5d1979ea-32bc-538a-40c3-aa85ca952e05

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APOLLON WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 26, 2010
First registration: Oct 28, 2010
Dual registered: yes, broker-dealer
Other names: JAMES CHARLES MCCOURT
IAPD individual key: 5693141

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APOLLON WEALTH MANAGEMENT, LLC	Independent wealth	Apr 22, 2026	n/a	yes	Delafield, WI\|MOUNT PLEASANT, SC	Current employment
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Jan 21, 2020	Apr 20, 2026	no	DELAFIELD, WI	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Aug 4, 2016	Jan 16, 2020	no	DELAFIELD, WI	Previous registration
HARBOUR INVESTMENTS, INC.	Independent wealth	Oct 19, 2012	Jul 8, 2016	no	MENOMONEE FALLS, WI\|MILWAUKEE, WI\|MADISON, WI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 30, 2010	Jun 28, 2011	no	FORT MILL, SC	Previous registration
NRP ADVISORS, INC.	n/a	Oct 28, 2010	Nov 30, 2010	no	MILWAUKEE, WI\|BRYAN, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT FINANCIAL GROUP, LLC	APOLLON WEALTH MANAGEMENT, LLC	Apr 20, 2026	Apr 22, 2026	2	Firm change	Ibd to RIA
SAGEPOINT FINANCIAL, INC.	INDEPENDENT FINANCIAL GROUP, LLC	Jan 16, 2020	Jan 21, 2020	5	Firm change	Ibd to RIA
HARBOUR INVESTMENTS, INC.	SAGEPOINT FINANCIAL, INC.	Jul 8, 2016	Aug 4, 2016	27	Firm change	Other
LPL FINANCIAL LLC	HARBOUR INVESTMENTS, INC.	Jun 28, 2011	Oct 19, 2012	479	Firm change after gap	Other
NRP ADVISORS, INC.	LPL FINANCIAL LLC	Nov 30, 2010	Nov 30, 2010	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7717:291902:WI:2026-04-20	Apr 20, 2026	Apr 22, 2026	DELAFIELD, WI	Firm change
133763:7717:WI:2020-01-13	Jan 16, 2020	Jan 21, 2020	DELAFIELD, WI	Firm change

Relationships

Registered with (6)

→ APOLLON WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 22, 2026 to presentfactForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Jan 21, 2020 to Apr 20, 2026factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Aug 4, 2016 to Jan 16, 2020factForm ADV
→ HARBOUR INVESTMENTS, INC.Registered adviserregistration: previous registration
Oct 19, 2012 to Jul 8, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 30, 2010 to Jun 28, 2011factForm ADV
→ NRP ADVISORS, INC.Registered adviserregistration: previous registration
Oct 28, 2010 to Nov 30, 2010factForm ADV

Dated events

Occurred
Apr 20, 2026
Advisor changed firm
James Mccourt left Independent Financial Group, Llc for Apollon Wealth Management, Llc (registered 2026-04-22)
Form ADVobserved 4 days ago