RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M••••••
- A•••••• W••••• M••••••••• L•• i••••••••• wealth currentsince Apr 22, 2026 · Delafield, Wi
- I••••••••• F•••••••• G••••• L•• BD affiliatedJan 21, 2020 to Apr 20, 2026 · Delafield, Wi
- S•••••••• F••••••••• I••• formerAug 4, 2016 to Jan 16, 2020 · Delafield, Wi
- H•••••• I••••••••• I••• i••••••••• wealthOct 19, 2012 to Jul 8, 2016 · Menomonee Falls, Wi
- L•• F•••••••• L•• BD affiliatedNov 30, 2010 to Jun 28, 2011 · Fort Mill, Sc
- N•• A•••••••• I••• unclassifiedOct 28, 2010 to Nov 30, 2010 · Milwaukee, Wi
- I••••••••• F•••••••• G••••• L•• to A•••••• W••••• M••••••••• L••left Apr 20, 2026, registered Apr 22, 2026 (2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- S•••••••• F••••••••• I••• to I••••••••• F•••••••• G••••• L••left Jan 16, 2020, registered Jan 21, 2020 (5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- H•••••• I••••••••• I••• to S•••••••• F••••••••• I•••left Jul 8, 2016, registered Aug 4, 2016 (27 days) · Other
- L•• F•••••••• L•• to H•••••• I••••••••• I•••left Jun 28, 2011, registered Oct 19, 2012 (479 days) · Other
- N•• A•••••••• I••• to L•• F•••••••• L••left Nov 30, 2010, registered Nov 30, 2010 (0 days) · corporate re-registration, not a move
- J•••• M•••••• left I••••••••• F•••••••• G••••• L•• for A•••••• W••••• M••••••••• L•• (registered 2026-04-22)Apr 20, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address