DFX Intelligence

B•••••• W••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

B•••••• W••••• C•••••

Advisor at I•• C••••••• L••

San Francisco, CA | FOSTER CITY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5d28cd21-56fc-d395-7684-88a302c02e73

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 10, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• C••••••• L••	Independent wealth	Aug 17, 2026	n/a	yes	FOSTER CITY, CA\|San Francisco, CA	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Sep 5, 2023	Aug 28, 2026	no	SAN FRANCISCO, CA\|San Francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	I•• C••••••• L••	Aug 28, 2026	Aug 17, 2026	-11	Firm change	Ibd to RIA
F••••••• P••••••• A•• W•••••••• A•••••••	R•• C•••••• M••••••• L••	Aug 25, 2023	Sep 5, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
31194:301819:CA:2026-08-28	Aug 28, 2026	Aug 17, 2026	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (3)

→ I•• C••••••• L••Registered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Sep 5, 2023 to Aug 28, 2026factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Nov 10, 2022 to Aug 25, 2023factForm ADV

Dated events

Occurred
Aug 28, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 25, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5d28cd21-56fc-d395-7684-88a302c02e73
First observed: Nov 10, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.