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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Sarasota, FL | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Mar 25, 2022 | n/a | yes | NEW YORK, NY|Sarasota, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Aug 29, 2013 | Mar 30, 2022 | no | New York, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 1, 2003 | Aug 9, 2004 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Mar 30, 2022 | Mar 25, 2022 | -5 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Aug 9, 2004 | Aug 29, 2013 | 3,307 | Firm change after gap | Wirehouse to wirehouse |