DFX Intelligence

T•••••• C••••• P•••••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

T•••••• C••••• P•••••••• G•••• L••

CRD 129803

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5d40810c-a064-d438-4593-c074106a8f3f

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Aug 16, 2019 to Feb 27, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $239M••• Locked
Discretionary RAUM: $239M
Private client RAUM: $226Mderived••• Locked
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $47.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• B•••• B•••••	Chartered Financial Analyst	SAN DIEGO, CA	22	29	n/a	no
D••••• M••• L•••••	n/a	SAN DIEGO, CA	22	22

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••••• F••• L•••	Hedge Fund	$6.1M	Mar 15, 2024	11	Aug 16, 2019	reported	021-330523

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• J•••• B••••	CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER	C	yes	11/2003	Aug 16, 2019	Mar 15, 2024
H•••••• M••••••• C•••	VICE PRESIDENT	C	yes	01/2016	Aug 16, 2019	Mar 15, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$239M	$218M	10.1%	$169M	12.4%	5	4	0	0

Relationships

Registered with (6)

← J•••• D••••• E••••••Advisorregistration: current employment
Mar 24, 2026 to presentfactForm ADV
← J•••• R••••• T•••••••Advisorregistration: current employment
May 29, 2021 to presentfactForm ADV
← M•••••• C••• H•••••Advisorregistration: current employment
Jan 25, 2008 to presentfactForm ADV
← D••••• M••• L•••••

Dated events

Occurred
May 2, 2023
Advisor changed firm
Gregory Martin Toppe left T•••••• C••••• P•••••••• G•••• L•• for Venado Investment Advisors Llc (registered 2023-08-28)
Form ADVobserved 7 days ago
Occurred
Aug 16, 2019
First Form ADV filing
T•••••• C••••• P•••••••• G•••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5d40810c-a064-d438-4593-c074106a8f3f
First observed: Aug 16, 2019
Last observed: Feb 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.