DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• C••••• P•••••••• G•••• L••
Latest filing Feb 27, 2026
First filing on the tape Aug 16, 2019 · 15 filings
SEC status approved since Sep 13, 2019
RAUM
$239M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$226M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$47.9M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$239M as of Feb 27, 2026
Mar 26, 2020$118M then
HNW client RAUM$200M as of Feb 27, 2026
Mar 26, 2020$110M then
State-registered IARs (5.B.3)4 as of Feb 27, 2026
Mar 26, 20203 then
Employees (5.A)5 as of Feb 27, 2026
Mar 26, 20203 then
Private funds1 as of Mar 15, 2024
Mar 26, 20201 then
RAUM +10% over the last fiscal year+12% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $47.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $496,739derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.4%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $55.0M, 60 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$200M84%
- Individuals$25.6M11%
- Pension and profit-sharing plans$10.4M4.3%
- Corporations and businesses$2.9M1.2%
- Charitable organizations$196,0000.1%
- Individual clients
- 85reported
- HNW clients
- 80reported
- Pension plan clients
- 13reported
- Charitable clients
- 4reported
- Accounts
- 482reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $55.0M for 60 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• B•••• B•••••Chartered Financial Analyst | San Diego, Ca | Mar 1, 2004 | 29 y | 0 |
| D••••• M••• L••••• | San Diego, Ca | Mar 2, 2004 | 22 y | 0 |
| M•••••• C••• H•••••Certified Financial Planner, Chartered Financial Analyst | San Diego, Ca | Jan 25, 2008 | 22 y | 1 |
| J•••• R••••• T••••••• | San Diego, Ca | May 29, 2021 | 23 y | 0 |
| J•••• D••••• E•••••• | San Diego, Ca | Mar 24, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- G•••••• M••••• T•••• to V••••• I••••••••• A••••••• L••May 2, 2023 · RIA to a state-registered adviser
Joined, latest
- M•••••• C••• H••••• from P•••••• A•••• M••••••••• I••Jan 25, 2008 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••• F••• L••• | Hedge Fund | $6.1M | 11 | Aug 16, 2019 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• J•••• B•••• · Chief Investment Officer/Chief Compliance Officercontrolsince 11/2003 · owns 25% to 50%
- H•••••• M••••••• C••• · Vice Presidentcontrolsince 01/2016 · owns 25% to 50%
- L•••••• D•••••• M••• · Managing Membercontrolsince 11/2003 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Diego, Ca · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 337 to 482Mar 7, 2025 to Feb 27, 2026
- Advisory employees · 4 to 5Mar 7, 2025 to Feb 27, 2026
- Charity clients · 5 to 4Mar 7, 2025 to Feb 27, 2026
- Corporate clients · 8 to 14Mar 7, 2025 to Feb 27, 2026
- HNW clients · 86 to 80Mar 7, 2025 to Feb 27, 2026
- Individual clients · 83 to 85Mar 7, 2025 to Feb 27, 2026
- Pension plan clients · 6 to 13Mar 7, 2025 to Feb 27, 2026
- Employees · 4 to 5Mar 7, 2025 to Feb 27, 2026
- Financial planning clients · 1-10 to 11-25Mar 7, 2025 to Feb 27, 2026
- Discretionary RAUM · $218M to $239MMar 7, 2025 to Feb 27, 2026
- HNW RAUM · $187M to $200MMar 7, 2025 to Feb 27, 2026
- Individual RAUM · $18.7M to $25.6MMar 7, 2025 to Feb 27, 2026
- Pension RAUM · $9.0M to $10.4MMar 7, 2025 to Feb 27, 2026
- RAUM · $218M to $239MMar 7, 2025 to Feb 27, 2026
- Accounts · 498 to 337Mar 15, 2024 to Mar 7, 2025
- Advisory activities · 2 to 1Mar 15, 2024 to Mar 7, 2025
- Charity clients · 4 to 5Mar 15, 2024 to Mar 7, 2025
- Corporate clients · 7 to 8Mar 15, 2024 to Mar 7, 2025
- HNW clients · 85 to 86Mar 15, 2024 to Mar 7, 2025
- Individual clients · 70 to 83Mar 15, 2024 to Mar 7, 2025
- Pension plan clients · 4 to 6Mar 15, 2024 to Mar 7, 2025
- Pooled vehicle clients · 1 to 0Mar 15, 2024 to Mar 7, 2025
- Assets in custody · $47.0M to $55.0MMar 15, 2024 to Mar 7, 2025
- Financial planning clients · 1-10 to 1-10Mar 15, 2024 to Mar 7, 2025
- Private funds · 1 to unsetMar 15, 2024 to Mar 7, 2025
- Discretionary RAUM · $195M to $218MMar 15, 2024 to Mar 7, 2025
- HNW RAUM · $161M to $187MMar 15, 2024 to Mar 7, 2025
- Individual RAUM · $19.3M to $18.7MMar 15, 2024 to Mar 7, 2025
- Pension RAUM · $7.2M to $9.0MMar 15, 2024 to Mar 7, 2025
- Pooled vehicle RAUM · $6.1M to $0Mar 15, 2024 to Mar 7, 2025
- RAUM · $195M to $218MMar 15, 2024 to Mar 7, 2025
- Accounts · 428 to 498Sep 13, 2023 to Mar 15, 2024
- Advisory employees · 5 to 4Sep 13, 2023 to Mar 15, 2024
- Corporate clients · 4 to 7Sep 13, 2023 to Mar 15, 2024
- HNW clients · 84 to 85Sep 13, 2023 to Mar 15, 2024
- Individual clients · 65 to 70Sep 13, 2023 to Mar 15, 2024
- Assets in custody · $5.0M to $47.0MSep 13, 2023 to Mar 15, 2024
- Employees · 6 to 4Sep 13, 2023 to Mar 15, 2024
- State-registered IARs · 5 to 4Sep 13, 2023 to Mar 15, 2024
- Discretionary RAUM · $169M to $195MSep 13, 2023 to Mar 15, 2024
Signals
2 dated events
- G•••••• M••••• T•••• left T•••••• C••••• P•••••••• G•••• L•• for V••••• I••••••••• A••••••• L•• (registered 2023-08-28)May 2, 2023 · Advisor changed firm · fact
- T•••••• C••••• P•••••••• G•••• L•• filed its initial SEC registration (Form ADV)Aug 16, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 866-487-4826reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- T••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 619-286-3930reportedpublic record, Form ADV, Feb 27, 2026
- Team page
- trivant.com/about-us/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $47.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026