DFX Intelligence

V••• K•••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

V••• K•••• R••••••

Advisor at C••••• I••••••••• A••••••• L••

BEAUMONT, TX | LAKE CHARLES, LA

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Search this name across graphsid dfx:ria:5d40e2d0-9b48-ed2e-8d69-a7352a55f36c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 7, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 16, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 20, 2023	n/a	yes	BEAUMONT, TX\|LAKE CHARLES, LA	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jun 1, 2022	Jun 26, 2023	no	Beaumont, TX\|Victoria, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C••••• I••••••••• A••••••• L••	Jun 26, 2023	Jun 20, 2023	-6	Firm change	Ibd to ibd
P•• W••••• M•••••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jun 6, 2022	Jun 1, 2022

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 20, 2023 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 1, 2022 to Jun 26, 2023factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 18, 2021 to Jun 6, 2022factForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••

Dated events

Occurred
Jun 26, 2023
Advisor changed firm
V••• K•••• R•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••••• I••••••••• A••••••• L•• (registered 2023-06-20)
Form ADVobserved 7 days ago
Occurred
Jun 6, 2022
Advisor changed firm
V••• K•••• R•••••• left P•• W••••• M••••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-06-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5d40e2d0-9b48-ed2e-8d69-a7352a55f36c
First observed: Apr 7, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.